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JPMorganChase · 2 days ago

Asset & Wealth Management - Vice President Marketing Supervisory Manager – New York, NY

New York, NY

Full-time

Onsite

Senior Level, Lead/Staff

$114K/yr - $180K/yr

10+ years exp

J.P. Morgan is a global leader in asset and wealth management, helping the world’s wealthiest individuals and institutions manage their wealth. The Marketing Supervisory Manager will provide guidance on regulatory matters related to marketing and communications, ensuring adherence to compliance while enhancing marketing review processes.

Asset ManagementBankingFinancial Services

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Collaborate with Compliance and Legal teams in order to help ensure adherence to SEC, FINRA and firm regulations and guidelines

Attend alternative investments team meetings to foster relationships and track product launches in the pipeline

Apply supervisory experience to consult/advise the business on marketing strategy and campaign development as applicable

Assist in developing and delivering training to marketing team members, advising them of policy and regulatory guidelines

Assist with the review of content posted on the inter/intranet sites and work with the business to help ensure content is accurate and relevant

Attend meetings with the Business, Controls, Legal, Media Relations, Tax Department, Government Relations and other stakeholders as needed

Attend local Wealth Management Supervisor Manager and global Supervisory Manager calls as needed to help ensure understanding of pertinent changes to policy and the exchange of best practices. Develop and maintain effective relationships with areas across the Supervisory Organization

Attend live client calls and filmed webcasts to help ensure compliance with rules, regulations and polices

Work with Technology partners and MRC team to help identify, communicate, and implement enhancements to the automated marketing review application

Solicit feedback from clients and peers in an effort to improve overall Communications Review function

Undertake special supervisory-related projects as needed to assist in further strengthening the Capital Markets Solutions team

Qualification

FINRA Series 7FINRA Series 24Regulatory complianceAlternative investmentsMarketing reviewSEC regulationsFinancial services experienceAnalytical skillsMicrosoft Office proficiencyAttention to detailInterpersonal skillsCommunication skills

Required

10+ years consumer regulatory compliance, supervision, controls, risk or audit experience

Minimum licensing requirement: FINRA Series 7 and Series 24

Strong attention to detail

Strong background in alternative investments and marketing review

Familiarity with SEC and FINRA regulations on marketing

Financial services experience including a working knowledge of marketing and advertising practices and related operations

Excellent decision maker with ability to manage multiple tasks

Ability to work in close partnership with colleagues in Compliance, Legal, Risk, Controls and the business as a team player

Proven analytical skills

Demonstrated interpersonal, communication and resource management skills

Proficiency in Microsoft Word, PowerPoint and Excel

Preferred

Bachelor's Degree preferred in a business-related discipline; MBA/JD is preferred

Additional FINRA Series 66 (63/65), 9/10 (4,24,53) preferred

Benefits

Comprehensive health care coverage

On-site health and wellness centers

A retirement savings plan

Backup childcare

Tuition reimbursement

Mental health support

Financial coaching

Company

JPMorganChase

Glassdoor4.0

With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.

Founded in 2000

New York, New York, USA

10001+ employees

https://www.jpmorganchase.com/

H1B Sponsorship

JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (3471)

2024 (3469)

2023 (3395)

2022 (3594)

2021 (2515)

2020 (2495)