Fidelity Bank · 3 months ago
Senior Manager, Brokerage Risk
Covington, KY
Full-time
Hybrid
Senior Level
$89K/yr - $180K/yr
6+ years expFidelity Bank is a financial services institution that focuses on supporting individual investors in building their financial futures. They are seeking a Senior Manager in Brokerage Risk to lead risk assessments, manage incidents, and collaborate with various departments to optimize risk strategies within the brokerage services.
BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management
No H1B
Responsibilities
Advise new product, business and senior leadership on operational risks and risk mitigation strategies
Proactively lead risk assessments to identify, assess, and monitor operational risks and control gaps. Partner closely with business leads to develop remediation action plans
Develop and track business unit key risk indicators to monitor operational risk profiles
Coordinate risk initiatives with other second-line-of-defense leaders and functions to optimize cross-functional effectiveness
Collaborate with legal, risk, and compliance across the organization to identify emerging risks and opportunities
Timely investigation of incidents, determine root cause, and advise on corrective actions
Build effective working relationships with business leaders and cross-functional partners
Qualification
Required
6-8+ years of risk, compliance, legal, or audit experience at financial services institutions, e.g., asset managers, banks, regulatory agencies
Experience with brokerage products and services, brokerage operations, or client service operations – including familiarity with regulatory requirements
Strong judgment and analytical skills – you will need to excel at quickly analyzing complex risk and business issues in a variety of substantive areas
Knowledge of risk frameworks, risk classifications, and experience in conducting risk assessments
Proficiency in power point and excel and ability to deliver engaging and persuasive presentations and reporting to management
Experience with Archer GRC or any industry GRC tool
Bachelor's degree
Benefits
Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Company
Fidelity Bank
Fidelity Bank is a commercial bank providing services financial sercvices.
1001-5000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2018-12-17Acquired
2014-09-01Private Equity
Company data provided by crunchbase