Manager of Compliance - Commercial Insurance Regulations jobs in United States
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Alliant Insurance Services · 2 days ago

Manager of Compliance - Commercial Insurance Regulations

Alliant Insurance Services is one of the nation’s largest and fastest-growing insurance brokerage and consulting firms. The Manager of Compliance is responsible for managing designated compliance duties to ensure stakeholder satisfaction and to direct regulatory changes, while monitoring compliance implications of industry standards and laws.

ConsultingFinancial ServicesInsurance
Hiring Manager
Dave Reno
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Responsibilities

Manages efforts to communicate compliance-related actions and responsibilities
Directs and executes necessary regulatory changes
Handles Producer onboarding and compliance, including contracting and ongoing validation of insurance/licensing
Monitors changes in laws, regulations and trends in industry standards and evaluates compliance implications of these changes
Counsels and advises on new and existing initiatives, products and services. Supports and assists the business on implementing and executing such guidance
Monitors all licenses and renewals in conjunction with the licensing department for both entity and individuals
Institutes and manages all carrier appointments
Manages the surplus lines regulatory requirements, including monitoring for any revisions to taxes and fees on a state-by-state basis
Monitors databases, such as ODEN and ISO, for regulatory changes and announcements, and provides company advice on institution and compliance
Provides recommendations and reports to senior management regarding the operation and progress of compliance efforts; remains abreast of external compliance activities
Coordinates and manages all external audits in conjunction of entity department heads
Solicits and reviews capabilities and proposals from third parties/vendors for outsourced compliance solutions
Complies with agency management system data standards and data integrity (enters and maintains complete and accurate information)

Qualification

Compliance managementRegulatory knowledgeAuditing experienceProcess designMicrosoft Office proficiencyVerbal communicationWritten communicationProblem solvingOrganizational skillsLeadership experience

Required

Bachelor's Degree or equivalent combination of education and experience
Ten (10) or more years related work experience
Strong auditing background and experience with compliance issues and regulations
Excellent verbal and written communication skills
Ability to design and implement process
Excellent problem solving, organizational and prioritization skills
Practical leadership experience with an ability
Proficient in Microsoft Office products

Benefits

Comprehensive, high quality employee programs
Very competitive financial package

Company

Alliant Insurance Services

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Alliant Insurance Services is a distributor of diversified insurance products and services.

Funding

Current Stage
Late Stage
Total Funding
$690M
Key Investors
PSP Investments
2019-10-17Debt Financing· $690M
2019-01-22Series Unknown
2007-06-03Acquired

Leadership Team

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Stephanie Beach
Senior Vice President, Employee Benefits
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Todd Schwartz
Senior Vice President
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Company data provided by crunchbase