E*TRADE from Morgan Stanley · 1 month ago
VP, P4, Framework / Core Functions : Job Level - Vice President
Baltimore, Maryland, United States of America
Full-time
Onsite
Senior Level, Lead/Staff
$95K/yr - $165K/yr
8+ years expE*TRADE from Morgan Stanley is a global leader in financial services, and they are seeking a Global Financial Crimes Change Management Officer. In this Vice President level position, you will support the New Product Approval Team in assessing and mitigating financial crime risks associated with new business initiatives.
BankingFinanceFinancial Services
Responsibilities
Lead Global Financial Crimes Coordination and oversight for the New Product Approval (NPA) Lifecycle, ensuring all proposed products and services are evaluated for financial crimes risk in accordance with Firm policy and regulatory expectations
Partner with technology teams and cross-functional stakeholders to ensure control requirements are understood and incorporated into systems, processes, and workflows
Facilitate global and cross-functional collaboration with Legal, Compliance, Business Units, Operations, Technology, and other relevant stakeholders to assess control feasibility, implementation readiness, supportability, and alignment with regulatory requirements
Develop, assess, and enhance governance frameworks, documentation standards, risk and control assessments to support consistent financial crimes risk management of new initiatives
Lead regular meetings and working sessions with global stakeholders to review project status, escalate issues, and facilitate timely financial crimes assessment throughout the product development and implementation lifecycle
Drive planning and execution of financial crimes related initiatives, including process enhancements, technology implementations, post implementation reviews, and regulatory-driven program changes impacting GFC
Prepare governance reporting and deliver clear, engaging materials to senior management on program status, risks, metrics, and key milestones
Maintain the Change Management JIRA board
Qualification
Required
8+ years of experience with Bank Secrecy Act (BSA)/AML compliance in financial services, financial crimes risk management, enterprise, risk, product governance, or cross-functional program management
Bachelor's degree required
Sound knowledge of financial crimes risks, including AML, sanctions, KYC/EDD, Anti-Corruption, and Anti-Tax Evasion
An ownership mindset, strong critical thinking and sound judgement with the ability to manage tasks independently under tight deadlines
Experience managing or supporting product development, business expansion initiatives, or enterprise governance processes
Proven ability to lead cross-functional programs, collaborate with senior stakeholders, and resolve complex issues
Ability to translate regulatory requirements into actionable business processes and controls, with experience in post implementation reviews and continuous process improvements
Proven project management skills with experience in Agile methodology
Excellent written and verbal communication skills, including the ability to prepare senior-level presentations, governance reporting, and documentation
Awareness of current legislative and regulatory requirements
Ability to attend after-hours conference calls and meetings
Be certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license- or certification within 15 months of hire
Preferred
MBA or advanced degree with outstanding academic credentials preferred
PMP certification is a plus
Familiarity with financial crimes platforms, data tools and systems supporting AML programs
Benefits
Medical
Prescription Drug
Dental
Vision
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and X Vacation Days annually)
10 Paid Holidays
401(k)
Short/Long Term Disability
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
Company data provided by crunchbase