Life Insurance & Annuity Supervision Analyst jobs in United States
cer-icon
Apply on Employer Site
company-logo

Protective Life · 4 hours ago

Life Insurance & Annuity Supervision Analyst

positionBirmingham, AL
timeFull-time
remoteOnsite
seniorityEntry Level
money$62K/yr - $76K/yr
date1+ years exp

Protective is a company dedicated to helping protect customers against life’s uncertainties. They are seeking a Life Insurance & Annuity Supervision Analyst to ensure that annuity and life insurance transactions meet regulatory and company standards, which includes reviewing applications and providing oversight for compliance projects.

FinanceFinancial ServicesInsurance

Responsibilities

Review and approve annuity applications for suitability and compliance with company guidelines
Review and approve life insurance policies sold in New York, ensuring adherence to state-specific requirements (e.g., Regulation 60)
Collaborate with producers and wholesalers to proactively assess annuity sales for suitability prior to submission
Monitor and interpret state laws and regulations, including NAIC Suitability in Annuity Transactions Model Regulation
Recommend program enhancements and assist in developing compliance training
Conduct quarterly oversight of FINRA-registered firms, focusing on suitability practices and complaint reviews
Approve new FINRA-registered firms by reviewing supervisory procedures, forms, and conducting due diligence
Identify trends related to producers or firms based on declined submissions and other data
Assist with market conduct analysis, executive reporting, and annual certifications for selling firms

Qualification

Compliance principlesRegulatory requirementsLifeHealth Insurance licenseMicrosoft 365 applicationsAnalytical skillsMulti-taskingAnnuitiesCommunication skillsProblem-solving skills

Required

Bachelor's degree or equivalent work experience
1–3 years of industry experience required
Life and Health Insurance license (or ability to obtain within 90 days)
Expertise in Microsoft 365 applications (Word, Excel, Powerpoint) required
Strong understanding of compliance principles and regulatory requirements
Excellent oral and written communication skills
Ability to multi-task and manage high-volume work in a fast-paced environment
Strong analytical and problem-solving skills
Ability to make supervisory and regulatory decisions confidently

Preferred

Knowledge of fixed and fixed-indexed annuities preferred
Series 6 or 7 licenses preferred
Familiarity with FINRA regulations and suitability standards is a plus

Benefits

Comprehensive health, dental and vision insurance
Mental health benefits
Employee assistance program
Paid time off
Paid parental leave
Short-term disability
Cultural observance day
Contributions to healthcare accounts
Pension plan
401(k) plan with Company matching
ProHealth Rewards

Company

Protective Life

twittertwittertwitter
Glassdoor3.7
company-logo
Protective is a holding company, whose subsidiaries provide financial services
dateFounded in 1907
location
Birmingham, Alabama, USA
people-size1001-5000 employees
web-link
http://www.protective.com/

Funding

Current Stage
Public Company
Total Funding
unknown
2014-06-04Acquired
2002-10-04IPO

Leadership Team

leader-logo
Richard Bielen
President and Chief Executive Officer
linkedin
leader-logo
Paul Wells
Chief Financial Officer
linkedin

Recent News

AL.com
Birmingham-based insurance company with $125 billion in holdings names new president, COO
2025-11-15
Pulse 2.0
Protective Life To Buy Portfolio Holding, Expanding Dealer Wealth and F&I Capabilities
2025-11-02
thefly.com
Dai-ichi Life's Protective to acquire Portfolio Holding, terms not disclosed
2025-10-31
Company data provided by crunchbase