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Capital One · 2 months ago

Senior Manager, Enterprise Risk Management - Automated Controls & Effective Challenge

Richmond, VA

Full-time

Onsite

Senior Level

$155K/yr - $177K/yr

5+ years exp

Capital One is seeking a Senior Risk Manager for their Enterprise Risk Management team. The role involves driving the growth of control methodology and governance regarding automated controls, as well as leading the Effective Challenge program across the enterprise.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Lead the maturity and growth of control methodology specific to script and model based automated and hybrid controls

Communicate and socialize program requirements and expectations to a broad stakeholder group, engaging as appropriate for feedback and iteration

Develop and provide training, guidance and tools to support adoption and adherence to requirements for script and model based controls

Serve as a subject matter expert on script and model based controls, performing in an advisory capacity to support stakeholders across the enterprise

Partner with fellow second line functions to ensure seamless and consistent governance requirements across programs

Drive consistent application of enterprise script and model control governance requirements; which includes acting as an advisor to those who test and challenge controls that leverage scripts

Provide periodic updates to leadership on the status of the program and overall enterprise approach to script and model based controls

Support first line partners as a subject matter expert to ensure programs and initiatives meet the intent of the control methodology program

Monitor, conduct quality assurance, and analyze data to to proactively identify trends and improvement opportunities; partner with our business areas to resolve issues, escalating concerns as needed

Provide challenge, expertise and advice on enhancing the design effectiveness and maturity of the company’s approach to testing and challenging technology based controls

Stay current with industry trends for control testing of automated and hybrid controls

Coordinate program-related activities and deliverables to ensure effective collaboration within the team and across stakeholder groups

Collaborate effectively and build trusted relationships with colleagues, stakeholders, and leaders across multiple organizations to achieve objectives

Communicate in a compelling manner to internal and external stakeholders

Partner internally to support second line control challenge methodologies, provide guidance and mediate when needed

Engage with the Fuse team in support of the Second Line Review (SLRV) object

Engage with and support audits and regulatory exams, addressing requests in a timely manner

Develop practical solutions to improve risk management processes using data and technology to increase efficiency and enhance reporting

Participate in and execute other special projects for the team as needed

Qualification

Risk ManagementControl MethodologyData AnalysisProcess ImprovementStakeholder EngagementQuality AssuranceTraining DevelopmentTechnical ProficiencyCommunication SkillsTeamworkProblem SolvingCritical ThinkingLeadershipOrganizational SkillsCollaboration