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Capital One · 2 months ago

Manager, Third Party Compliance Advisor

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$133K/yr - $152K/yr

3+ years exp

Capital One is a financial services company that provides oversight of third party compliance risk. The Manager Third Party Compliance Advisor will represent Third Party Compliance in strategic initiatives, working with various stakeholders to ensure that compliance risk is effectively managed.

Financial Services

Comp. & Benefits

No H1B

Responsibilities

Partner with Enterprise Supplier Management and Third Party Risk Management to mature third party compliance controls, monitoring actions, and risk identification questions

Lead and support Third Party Compliance strategic projects

Identify and implement improvements to existing Third Party Compliance processes with respect to international third party risk

Qualification

Compliance risk managementThird-party compliance knowledgeStrategic advisingRegulatory knowledgeSalesforceGoogle SuiteProject managementGovernanceRiskCompliance toolsControls DevelopmentControls ManagementCollaboration skillsCreative problem solving

Required

Bachelor's Degree or Military experience

At least 3 years of experience in compliance, risk management, legal, audit or regulatory experience

Preferred

Collaboration and project management skills that influence and drive projects and results with cross-functional stakeholders

Demonstrated creative problem solving ability

Knowledge of and experience navigating laws and regulations applicable to the third-party services and products used by Capital One

Knowledge of or ability to quickly learn how to access third-party data in source systems

An understanding of Capital One's Lines of Defense structure and common vulnerabilities

Knowledge of testing program structures and methodologies

Experience with inherent risk, control effectiveness, and residual risk methodologies

6+ years of experience in compliance, third-party management, risk management, legal, audit experience or a combination at a financial institution, including with respect to international laws and regulations

5+ years of experience in strategic advising and strategic initiative management

Certification in Certified Regulatory Compliance Manager, International Association of Privacy Professionals, or Business Process Manager

1+ year experience with Salesforce

1+ years of Experience with Google Suite

A basic understanding of Governance, Risk, and Compliance software tools

Experience in Controls Development, Controls Management, and Reporting activities

Experience in a third party risk or a compliance program at a financial institution