TD Securities · 1 month ago
Audit Manager I (US)
Mount Laurel, NJ
Full-time
Onsite
Senior Level
$75K/yr - $125K/yr
5+ years expTD Securities is one of the world's leading global financial institutions, and they are seeking an Audit Manager I for their U.S. Non-Financial Risk Management team. This role is responsible for executing and leading audit engagements, mentoring staff auditors, and improving risk management practices.
BankingFinanceFinancial Services
Responsibilities
Generally leads a team responsible for assigned audits, taking on the role of Auditor-In-Charge. This includes supervising and assigning tasks to team members, reviewing staff workpapers, and drafting the audit report
Identifies and assesses key risks and controls and develops effective test plans for engagements assigned with limited guidance
Supports the audit opinion through execution or oversight of detailed testing and analysis of controls, procedures, and reporting mechanisms
Ensures documentation and reporting are ready for review by leadership
Reviews and identifies gaps, weaknesses, or inefficiencies in business processes and recommend improvements through objective and unbiased findings
Responsible for time and staffing budgets for upcoming audits
Responsible for planning of audits
Responsible for contact with management regarding audit scope, status, and findings
Works at direction of Senior Audit Manager
May perform testing procedures for more critical areas of audits
Provides on-the-job training for staff
Supervises findings follow up tasks with management and audit staff
Is a subject matter expert in at least one area of discipline
Works independently but receives assistance/coaching from the Senior Audit Manager
May participate and/or lead assigned special projects
Provides feedback on staff performance on an audit project basis
Assists in providing feedback on completion of staff evaluations
Updates, revises, and improves existing audit procedures and programs
Adds value through consultative interactions with business line management
Qualification
Required
Undergraduate degree required
5+ years of related Audit experience required
Preferred
Banking industry audit experience with focus on Governance, Risk & Oversight Function preferred
Relevant professional certifications, accounting designations preferred (e.g., CPA, CIA, CISA, FRM, CRMA)
Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment
Strong analytical and problem-solving skills
Ability to work independently and collaboratively in a team environment
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
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