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PIMCO · 8 hours ago

Associate, Portfolio Compliance (Austin, Texas)

Austin, TX

Full-time

Onsite

New Grad, Entry Level

$87K/yr - $93K/yr

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. The Associate, Portfolio Compliance will perform holdings-level analysis to identify guideline breaches in client and fund portfolios and monitor compliance issues from breach to resolution.

BankingCrowdfundingFinancial ServicesVenture Capital

H1B Sponsor Likely

Responsibilities

Analyzing account transactions and portfolio holdings to conduct comprehensive compliance verification for all public funds and separate accounts

Collaborating with Account and Portfolio Management teams to resolve outstanding compliance issues effectively

Preparing detailed client reports that provide insights into compliance status and issues

Researching and addressing inquiries related to investment guidelines, ensuring clarity and compliance

Participating in various ad hoc projects, including process improvements, scenario analysis, and technology testing, to enhance operational efficiency

Qualification

Compliance experienceFinancial products knowledgeMS Excel proficiencySQL queryingInvestment Company Act knowledgeBloomberg experienceCommunication skillsAttention to detailProblem-solving skillsTeam collaboration

Required

A minimum of a Bachelor's Degree in Accounting, Business, Finance, or Economics (preferred)

Professional experience in compliance or the investment management industry

Basic knowledge of global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives

Intermediate to advanced proficiency in MS Excel

Preferred

Experience monitoring portfolios within a compliance system

Familiarity with the Investment Company Act of 1940, UCITS, or other common legal/regulatory practices

Exposure to querying, particularly with SQL and Business Objects

Experience with Bloomberg, MS Access, and VBA

CFA designation or active status in the CFA program

Company

PIMCO

Glassdoor3.7

PIMCO, a global investment solutions provider that manages investments for public and private pension and retirement plans and other assets.

Founded in 1971

Newport Beach, California, USA

1001-5000 employees

http://www.pimco.com

H1B Sponsorship

PIMCO has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

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Trends of Total Sponsorships

2025 (109)

2024 (101)

2023 (120)

2022 (149)

2021 (90)

2020 (69)