Nomura · 1 month ago
Assurance Associate
Philadelphia, PA
Full-time
Onsite
Mid, Senior Level
$100K/yr - $135K/yr
5+ years expNomura is a global financial services group that connects markets East & West, providing services to various clients. The Assurance Associate will be part of the NAMI Risk & Governance team, focusing on risk guidance and implementing a robust risk management framework.
BankingFinanceFinancial Services
Hiring Manager
Sheetal Thapa
Responsibilities
Planning and executing testing of controls and processes
Documenting findings and observations
Developing remediation actions
Qualification
Required
At least 5 years of experience in US Investment Management industry, including regulated 40 Act funds and other vehicles subject to Federal securities rules and regulations
Experience with testing controls as an external auditor, internal auditor, and/or business aligned testing team
Strong understanding of risk and controls including experience with executing controls assurance programs or internal audits
Robust communication skills, verbal and written, including developing procedure and controls documentation
Senior stakeholder engagement skills with the ability to initiate and lead conversations with senior leaders
Benefits
Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors
Company
Nomura
Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.
10001+ employees
H1B Sponsorship
Nomura has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1)
2023 (1)
2022 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
unknown2001-12-17IPO
Leadership Team
Nags Sankaranarayanan
CEO - Asia Ex- Japan / Nomura Asia Pacific Holdings, Senior Managing Director
Jean-Michel Domard
Executive Director
Recent News
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