Apply on Employer Site

CIBC US · 2 weeks ago

US Regulatory Reporting Quality Assurance Manager

Chicago, IL

Full-time

Hybrid

Senior Level

$130K/yr - $150K/yr

5+ years exp

CIBC US is building a relationship-oriented bank for the modern world and is seeking a Regulatory Reporting Quality Assurance Manager. This role is responsible for leading the regulatory reporting quality assurance program, ensuring the accuracy and completeness of reporting submissions, and interacting with stakeholders to promote process improvements.

BankingFinancial Services

No H1B

Responsibilities

Lead the assessment of regulatory reporting compliance risks and develop risk based monitoring and testing plans

Lead the performance and documentation QA Planning of assigned regulatory report reviews

Perform and document end-to-end regulatory process and transaction testing

Deliver clear and actionable review results and process feedback from stakeholders

Ensure timely delivery of high-quality deliverables that include risk assessment, testing, and review workpapers; reports

Help advise on regulatory reporting requirement interpretation and control environment considerations

Assist the Regulatory Reporting team with regulatory exam preparation and related remediation efforts as it pertains to the reg reporting quality assurance program

As appropriate, assist 2nd line Risk and Internal Audit with their evaluation of regulatory reporting matters

Maintain the needed regulatory reporting process understanding, requirement knowledge, and awareness of regulator expectations

As appropriate, contribute to broader Governance & Oversight routines and initiatives focused on improving monitoring, testing, and reporting processes

Be capable of applying a risk based, solution oriented, and continuous improvement mindset

Perform other duties and/or special projects as assigned related to regulatory reporting governance and compliance management led by the second line

Qualification

Regulatory ReportingQuality Assurance (QA)Risk AssessmentsCompliance ManagementContinuous ImprovementAnalytical SkillsMicrosoft OfficeSAPAlteryxProject ManagementCommunication Skills