Citizens · 1 month ago
Compliance Officer
437 Madison Ave, New York, NY, 10022, US
Full-time
Hybrid
Entry, Mid Level
$65K/yr - $97K/yr
2+ years expCitizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm’s registered swap dealer activities and ensures adherence to regulatory requirements under the Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to monitor trading activity and assist in the implementation and review of compliance controls.
BankingCredit CardsFinancial ServicesFinTechRetail
No H1B
Responsibilities
Conduct trade and communications surveillance, compliance testing, and escalate potential issues
Support the development and maintenance of policies and procedures aligned with CFTC and NFA regulations
Facilitate compliance training and manage attestation processes for swap dealer personnel
Collaborate with Legal, Risk, and Operations to ensure cross-functional compliance
Participate in regulatory exam and internal audit responses
Qualification
Required
Bachelor's degree in finance, Economics, Legal Studies, or related field
Familiarity with swap dealer regulatory requirements and compliance best practices
2-4 years of experience in compliance, risk management, or regulatory affairs
Strong analytical, organizational, and communication skills
Ability to work collaboratively across business and control functions
Proficiency in Excel, PowerPoint, and Word
Preferred
Experience with AI is a plus
Benefits
Comprehensive medical, dental and vision coverage
Retirement benefits
Maternity/paternity leave
Flexible work arrangements
Education reimbursement
Wellness programs
Paid time off policy exceeds the mandatory, paid sick or paid time-away policy of every local and state jurisdiction in the United States
Company
Citizens
At Citizens, we recognize that the journey to accomplishment is no longer linear and that individuals are made of all they have done and all they are going to do.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$2B2025-02-26Post Ipo Debt· $750M
2024-07-09Post Ipo Debt· $1.25B
2014-09-23IPO
Leadership Team
Melisa Carrascoza
SVP, Business Banking Market Executive - New England South
Steve Kozek
Head of Commercial Excellence, Senior Vice President
Recent News
2026-01-22
Talk Business & Politics
2026-01-19
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