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BNY · 2 days ago

Vice President, Anti Money Laundering/Prevention/Know Your Client I

Lake Mary, FL

Full-time

Onsite

Mid, Senior Level

7+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Vice President, Anti Money Laundering/Prevention/Know Your Client I will supervise AML/KYC/Prevention staff, ensure accuracy in client profiles, and lead a team to achieve operational goals.

Financial Services

Responsibilities

Acts as a working supervisor to AML/KYC/Prevention staff

Serves as the last line of accuracy assurance

Reviews and approves high risk, complex client reports to ensure all information in the policy is accurately reflected in the profile

Reviews highly complex profiles that have been flagged for escalation during the profile renewal process or new business

Amends client profiles when appropriate

Considered to be a top-level SME

Maintains an advanced, current understanding of issues, risks and events that could affect a client’s risk level

Identifies and updates profiles when appropriate

Partners with internal stakeholders and external clients in order to resolve any issues, as needed

Acts as a working supervisor

Directs, guides, and motivates a team of AML/KYC/Prevention staff

Supports recruiting and performance management processes

Reports directly to the AML/KYC/Prevention manager

Accountable for supervisory responsibilities over an AML/KYC/Prevention team

Contributes to the achievement of team goals

Qualification

AML/KYC expertiseSupervisory experienceRisk assessmentClient profile managementTeam motivationPerformance managementBrokerage experienceFraud preventionLegal knowledgeLicensesCertificationsCommunication skillsProblem-solving