Apply on Employer Site

ESL Federal Credit Union · 18 hours ago

Manager, Regulatory Compliance

Rochester, NY

Full-time

Hybrid

Senior Level, Lead/Staff

$142K/yr - $179K/yr

10+ years exp

ESL Federal Credit Union is seeking a Manager of Regulatory Compliance to oversee and drive the company’s compliance program. This role is responsible for ensuring compliance with laws and regulations, developing policies, and enhancing reporting systems to support senior management and the Board of Directors.

BankingFinanceFinancial Services

Culture & Values

Responsibilities

Works cross functionally and with external stakeholders to ensure compliance related requirements and modifications are communicated to those areas of the Credit union which are most significantly impacted

Identifies compliance related educational opportunities, as well as opportunities to comment on proposed changes to the compliance environment

Oversees and monitors the compliance component of the company’s procedures, processes and programs to ensure that (1) compliance standards are being satisfied, (2) the Credit union is protected against and/or detects possible violations of laws, regulations, and corporate policies, and (3) identify opportunities for enhancement of compliance related internal controls

Ensure that advertising, disclosures and other published documents used by the Credit Union comply with applicable laws and regulations

This position manages reporting and communication on bankruptcy and credit reporting related matters involving the Credit Union’s members

Oversight includes ensuring proper and timely communication by the responsible roles to external parties

Ensure that reports to regulatory agencies are accurate and filed on time

Manage the team that satisfies the duties related to bank secrecy act and OFAC for the Credit Union and ESL Trust Services, LLC

Oversees (or fulfills) the roles of bank secrecy officer and OFAC officer

This function provides and oversees critical compliance support on corporate projects and initiatives

Oversee the credit union’s compliance management, HMDA and record retention programs

Qualification

Regulatory compliance experienceManagement experienceRegulatory Compliance CertificationNCUA regulationsDFS regulationsBachelor's DegreeBSA training/certificationProject Management

Required

Bachelor's Degree in Business Administration, Accounting, Project Management, Legal, or other similar fields associated with compliance officers

Minimum of 10 years of regulatory compliance experience, with a strong, working knowledge related regulatory agencies and their regulations

Preferred

Minimum of 5 years of management experience

NCUA, DFS and other financial services related regulatory agencies experience

Regulatory Compliance Certification

Additional BSA related training/certification

Benefits

Wellness program

Family assistance plan

401k with match

Paid volunteer time

Learning & Development training

Company

ESL Federal Credit Union

With 100 years of locally owned history, ESL Federal Credit Union serves as a full-service financial institution to more than 444,000 members and more than 17,500 businesses.

Founded in 1920

Rochester, New York, USA

501-1000 employees