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SRS Acquiom · 18 hours ago

Compliance Specialist

United States

Full-time

Remote

Entry, Mid Level

$75K/yr - $85K/yr

2+ years exp

SRS Acquiom is a financial services technology company known for redefining M&A and loan agency transactions. They are seeking a Compliance Specialist to review and analyze contractual obligations, coordinate with internal departments, and ensure timely distribution of transaction funds.

Developer PlatformFinancial ServicesFinTechInformation Services

No H1B

U.S. Citizen Only

Responsibilities

Manage and monitor an ongoing portfolio of assigned post-closing releases in our system of record

Review various transactional agreements and contracts to extract the relevant legal information to complete the distribution of transaction consideration and funds

Perform thorough analysis to fully understand the post-closing contractual obligations

Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties

Prepare the post-closing release materials and work closely with the Compliance Analyst Team on updates to the release materials

Communicate and collaborate with internal departments

Facilitate timely problem resolution to mitigate risk and prioritize action

Accountable for quality, accuracy and timeliness of results

Manage and help execute special projects as needed

Deliver training as requested by Management

Qualification

Contract analysisFinancial services experienceMicrosoft Office proficiencyM&A transactions knowledgeAnalytical skillsAttention to detailCommunication skillsOrganizational skills

Required

Bachelor's degree, preferably in Finance, Economics, or Business, required

2-5 years' experience within financial services

Demonstrated ability to analyze and interpret contracts

Proficient in all Microsoft Office products

Takes ownership of issues and follows through to resolution

Can work independently or as part of a team as the issue requires

Strong attention to detail

Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization and external stakeholders

Strong analytical and organizational skills and the ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment

Ability to maintain a high level of confidentiality and integrity