State Street · 2 weeks ago
Bank Policy & Advisory Compliance Officer, Assistant Vice President
Boston, MA
Full-time
Hybrid
Mid, Senior Level
$90K/yr - $142K/yr
5+ years expState Street is a global leader in financial services, helping institutional investors manage risk and drive performance. They are seeking a highly motivated Compliance Officer, AVP to join their Bank Policy & Advisory team, responsible for overseeing compliance policies, regulatory obligations, and providing independent oversight of processes and controls.
BankingFinanceFinancial Services
Responsibilities
As the Policy Owner of a suite of global compliance policies, develop and review each policy to ensure they accurately reflect the driving regulatory obligations and outline the minimum requirements for the organization to comply. Additionally, support efficient implementation and dissemination of owned policies and ensure alignment with internal standards
Perform periodic reviews of global compliance policies in a timely, consistent and transparent fashion and present policies to the Compliance Policy Working Group. Liaise with a diverse set of members representing the views of the Compliance Leadership Team, management, impacted Business Lines/Risk Units, and Regulatory Legal
Enhance and facilitate the oversight of policy implementation through the design and execution of advisory reviews / continuous monitoring
Assist with the creation of training content aligned with global compliance policies
Provide independent oversight, review, and challenge to the organization’s processes and controls that pertain to the policies and associated regulatory requirements
Contribute to the organization’s Strategic Compliance Initiatives
Provide inputs to other compliance functions in support of the execution of the overall Compliance Oversight Program, e.g. Core Compliance Risk Assessment, Compliance Risk Testing
Qualification
Required
Highly motivated and experienced Compliance Officer, AVP
Subject matter expertise in Regulation W and Regulation U
General knowledge of core banking regulations
Experience in the management of compliance risk through a compliance risk management framework
Design and execution of oversight / monitoring activities to demonstrate the effectiveness of policy implementation
Strong organizational skills to drive efficiency and consistency of policy administration, governance, and reporting
Skillset to understand regulatory obligations and their application to the organization
Exceptional verbal and written communication skills
Ability to interact with senior management
Ability to effectively prioritize multiple tasks
Strong time management and organizational skills
Exceptional attention to detail
Strong interest and experience in banking regulatory analysis, policy review and policy writing
Ability to work collaboratively across multiple locations with global stakeholders
Ability to work independently, with minimal need for supervision
Flexible, open to change and willing to learn new processes and systems
5 - 7 years of relevant experience
Technical Skills: Microsoft Office (Outlook, Word, PowerPoint, Excel); Share Point (Collaborate)
Preferred
Juris Doctor preferred
Benefits
Medical
Prescription Drug
Health Savings Account (HSA)
Flexible Spending Accounts (FSAs)
Dental
Vision
Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
Employee-Paid Long-Term Disability
Critical Illness Insurance
Accident Insurance & Hospital Indemnity Insurance
Business Travel Accident Insurance
Short-Term Disability
Identity Theft Protection
Legal Benefits
BeWell Program
Paid Time Off
Employee Assistance Program (EAP)
Salary Savings Program (SSP)
Company
State Street
State Street offers a range of financial services, including investment management, research and trading, as well as asset management.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$12.05B2025-10-23Post Ipo Debt· $1B
2025-04-24Post Ipo Debt· $2B
2025-02-06Post Ipo Equity· $750M
Leadership Team
Ronald O'Hanley
Chairman and Chief Executive Officer
R
Renee LaRoche-Morris
Senior Vice President, Chief of Staff to the COO; Head of CAO Services
Recent News
2026-01-09
2026-01-09
Company data provided by crunchbase