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KPMG US · 1 week ago

Senior Associate, Internal Audit Banking

New York, NY

Full-time

Hybrid

Mid, Senior Level

3+ years exp

KPMG is a leading professional services firm that is currently seeking a Senior Associate in Internal Audit Banking to join their Advisory Services practice. This role involves delivering internal audits across the audit lifecycle, leading audit engagements, and collaborating with clients and team members to ensure effective audit processes in the financial services industry.

Financial Services

No H1B

Responsibilities

Work on multi-functional and cross disciplinary teams to deliver internal audits across the audit lifecycle (planning, execution, reporting), including additional elements such as the development of audit programs and workpaper documentation in Financial Services industry

Lead and/or assist in leading the KPMG Internal Audit engagement delivering team in the execution and delivery of the audit itself; internal audit support may be delivered in the capacity of loaned-staff, strategic sourcing, and subject matter advice

Support Internal Audit Transformational engagements with a focus on assessments, design, and implementation of key internal audit activities and processes; aid the performance and delivery of Quality Assurance Reviews (QAR) of the Internal Audit Function

Conduct control testing for purposes of SOX Programs, Internal Audits, and other testing related activities; develop and/or assist in the development of Internal Audit client-facing materials such as client deliverables (branded and/or nonbranded), proposals, thought leadership, and more

Lead and/or assist in the facilitation of client meetings to discuss project status, conduct process and control walkthroughs, gain an understanding of client provided documentation

Collaborate with senior-level client personnel and KPMG professionals as part of the daily delivery of client engagements and go to market activities; develop relationships across KPMG to expand your knowledge base and continue to understand industry- based practices

Qualification

Internal Audit MethodologyInternal Audit Risk AssessmentInternal Audit Quality AssuranceCPACIAFinancial Services ExperienceMS Office ProficiencyClient EngagementCommunication SkillsInterpersonal SkillsTeam CollaborationAdaptability

Required

Minimum three years of recent financial services experience in banking with relevant internal audit and banking operations experience, with a working knowledge of internal audit activities and processes across but not limited to Internal Audit Methodology, Internal Audit Risk Assessment, Internal Audit Quality Assurance Programs, and those broader activities related to professional practices

Bachelor's degree from an accredited college/university in either accounting and/or finance; CPA or CIA is preferred

Working knowledge of the 2024 Internal Audit Standards as set by the IIA, and a working knowledge of the FRB's 13-1 and the OCC's Heightened Standards

Demonstrable awareness of industry challenges and emerging risks facing the banking industry, as well as the ability to communicate the strategic value of Internal Audit in meeting those challenges

Excellent interpersonal, written, and verbal communication skills

Proficiency with technology including MS Office applications, specifically Word, Excel, Powerpoint and Project; experience with analytics tools such as Power BI, Alteryx, Qlikview or Tableau is preferred

Ability to be on-site (Client Site and/or KPMG Office) within the tri-state area; the need to be on-site will be dependent upon the client and the engagement team; ability to travel as needed

Must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. KPMG LLP will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa)