Deutsche Bank · 5 hours ago
Surveillance – Trade Surveillance Compliance Officer - Associate
Jacksonville, FL
Full-time
Hybrid
New Grad, Entry Level
$54K/yr - $77K/yrDeutsche Bank is a leading global investment bank, and they are seeking an Associate for their Trade Surveillance Compliance team. The role involves monitoring and investigating trading activities to identify possible violations of market abuse and compliance with the Firm’s Trading Policies.
BankingFinanceFinancial Services
Responsibilities
Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies
Perform research and investigations to identify the reason for potential violations
Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
Work with members of the Firm’s Business Lines, Compliance, Legal, and other departments, to identify, analyze, investigate, and resolve issues
Perform ad-hoc reviews which may consist of inbound, outbound, and internal correspondence of Deutsche Bank employees
Liaise with Information Technology and Senior Management in the development, review, and testing of surveillance models
Qualification
Required
Moderate work experience in regulatory, audit, compliance, risk, surveillance, or equivalent
Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience
Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, derivative products)
The ability to prioritize and communicate effectively across multiple teams and functions
Self-motivated, proactive and able to use your own initiative
Excellent verbal communication and written skills
A proactive approach to tasks and responsibilities
Ability to multi-task effectively and handle change well
Advanced PowerPoint and MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
Team player with great attitude, interpersonal skills and strong work ethic
Benefits
A diverse and inclusive environment that embraces change, innovation, and collaboration
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift and volunteer programs
Company
Deutsche Bank
Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients.
Founded in 1870
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$2.07BKey Investors
European Investment BankCapital GroupCerberus Capital Management
2025-06-11Post Ipo Debt· $570.76M
2024-11-14Post Ipo Debt· $1.5B
2020-10-13Post Ipo Equity
Leadership Team
Dilipkumar Khandelwal
Chief Executive Officer, Deutsche India
T
Tom Patrick
CEO, Americas
Recent News
2025-12-31
2025-12-22
Company data provided by crunchbase