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Ameriprise Financial Services, LLC · 9 hours ago

Risk Manager Securities Based Lending

Minneapolis, MN

Full-time

Hybrid

Entry, Mid Level

$87K/yr - $120K/yr

2+ years exp

Ameriprise Financial Services, LLC is a diversified financial services leader with a significant global presence. The Risk Manager will be responsible for identifying, assessing, monitoring, and mitigating risks associated with securities-based lending products, ensuring adherence to internal risk frameworks and regulatory requirements.

CommercialConstructionProperty ManagementReal EstateResidential

Responsibilities

Serve as the primary risk partner for securities-based lending (SBL) products under Ameriprise Bank

Implement and maintain risk management practices aligned with enterprise and regulatory standards

Lead regular risk and control self-assessments with business partners, including product management, operations, project management and other internal risk teams

Drive control evaluations, control testing and issue management for SBL

Collaborate with brokerage affiliate teams to manage risks associated with SBL and related activities

Mitigate risk by developing and/or monitoring operational metrics across business

Perform regular control testing and evaluations to monitor control performance

Support audits, regulatory exams, and internal reviews by providing documentation and responses

Develop and monitor key risk indicators (KRIs) and reporting for leadership

Provide guidance on risk policies, procedures, and governance frameworks

Enhance risk reporting with new ideas gathered from research, best practices, and knowledge

Mitigate risk by developing and/or monitoring operational metrics across business

Qualification

Risk ManagementSecurities-Based LendingRegulatory ComplianceOperational Risk ManagementRisk Assessment ToolsAnalytical SkillsStakeholder ManagementCommunication SkillsTime ManagementTeam CollaborationProblem-Solving SkillsOrganizational SkillsLeadership Skills