Commonwealth Financial Network · 2 weeks ago
KYC AML Analyst
US-MA-Waltham
Full-time
Hybrid
Entry, Mid LevelCommonwealth Financial Network is a company focused on delivering exceptional service and creating an advisor-focused experience. They are seeking a KYC AML Analyst to conduct investigations and support AML initiatives while ensuring compliance with regulatory requirements.
ConsultingFinanceFinancial Services
Responsibilities
Assisting in CIP Process for new and existing clients
Performing complex analysis and reporting in accordance with written policies and procedures
Conducting in depth review of transactional activity, emails, and general notes to comprehend rational for trading and account activity
Compiling and performing advanced analysis on Customer Due Diligence documentation and research
Developing timely and accurate OSINT to detect and mitigate risks
Reporting any negative results in a timely manner to team leaders
Carrying out other research projects as requested
Qualification
Required
Skilled at customer service and demonstrated ability to manage difficult conversation/complaints
Excellent interpersonal skills and ability to communicate effectively both verbally and in writing
Practical experience in business and an understanding of business management
Ability to handle highly confidential information professionally and with appropriate discretion
Like to work independently as well as collaboratively within a group setting
Ability to demonstrate flexibility to work well under pressure
Demonstrated initiative and creativity in problem solving
Ability to manage and learn multiple systems
Proficiency in Microsoft Office (including Word, Excel and PowerPoint)
Effective organizational skills
Benefits
Generous bonus and 401(k) programs
Tuition reimbursement
Flexible work schedules
Hybrid work schedule
Incredible health care benefits
Company
Commonwealth Financial Network
Commonwealth Financial Network is an independent broker and dealer supporting financial advisors.
Founded in 1979
501-1000 employees
Funding
Current Stage
Late StageTotal Funding
unknown2025-03-28Acquired
Leadership Team
Jay Grandfield CRPC®
CEO Zenith Advisory Group
Michael L. Stone
CEO & Founder of Milestone Investment Management LLC
Recent News
2025-12-07
GlobalFinTechSeries
2025-12-03
Company data provided by crunchbase