Compliance Analyst 2025-01994 jobs in United States
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State of Wyoming · 4 months ago

Compliance Analyst 2025-01994

The Wyoming State Treasurer's Office is seeking a detail-oriented and motivated Compliance Analyst to join their team. This role involves ensuring adherence to applicable Wyoming Statutes and Administrative Rules, focusing on compliance and proxy voting obligations.

Government Administration

Responsibilities

Assist in the development, distribution, and maintenance of compliance documentation, including disclosure documents, gift logs, pre-trade clearance requests, travel and entertainment logs, and manager attestations
Assist in the development and maintenance of compliance training materials. Scheduling of new and existing staff training. Document training attendance and the collection of comments and questions from training
Monitor both pre-trade (Bloomberg) and post-trade (JP Morgan) compliance reporting
Develop the capability to inventory, review, edit, and create rules in Bloomberg and monitor rule changes in the JPMorgan system
Assist in the development of various compliance and proxy voting reports. Produce and maintain those reports as required
Maintain lists of all accounts in compliance and proxy voting systems, ensuring that all relevant accounts are live and active in the required systems
Monitor proxy voting reports, ensuring that all ballots have been received and can be voted on, and all votes are scheduled to be voted on as per policy
Miscellaneous tasks as assigned

Qualification

Compliance documentationCompliance reportingData managementLawsExcelStatistical methodsWritten communicationOral communicationOrganizational skillsAttention to detail

Required

Bachelor's Degree (typically in Finance)
0-3 years of progressive work experience (typically in Statistics)
Knowledge of research and statistical theory and methods
Knowledge of federal, state, and local laws and regulations
Knowledge of data management using a variety of reporting and database systems
Knowledge of Excel, Word, and PowerPoint
Knowledge of finance and investments
Candidates are required to undergo a criminal background check requiring fingerprinting

Preferred

Excellent written and oral communication skills
Ability to read, understand, and explain legal and compliance documents
Excellent organizational skills and attention to detail
Bachelor's degree

Benefits

Comprehensive health coverage – medical, dental, and vision plans for you and your family
Voluntary Benefits – including life insurance for you and family members, ambulance, pet insurance, short/long-term disability, flex spending and health savings accounts
Multiple retirement options – including the Wyoming Retirement System and a 457B account, helping you plan for long-term financial security
Generous paid leave and flexible schedules – vacation, sick leave, paid FMLA and 11 paid holidays each year
Public Service Loan Forgiveness eligibility – for those with qualifying student loans
Training and professional development – to support your career growth and advancement
Employee Assistance Program – Includes paid short-term counseling, legal, financial and work-life benefits and select employee discounts
Wellness Program – Earn paid time off and incentives by focusing on your personal health

Company

State of Wyoming

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Funding

Current Stage
Late Stage

Leadership Team

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Aaron Roberts
Chief Information Security Officer (CISO)
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Brad Westby
Industry Partnership Manager
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