State of Wyoming · 4 months ago
Compliance Analyst 2025-01994
The Wyoming State Treasurer's Office is seeking a detail-oriented and motivated Compliance Analyst to join their team. This role involves ensuring adherence to applicable Wyoming Statutes and Administrative Rules, focusing on compliance and proxy voting obligations.
Government Administration
Responsibilities
Assist in the development, distribution, and maintenance of compliance documentation, including disclosure documents, gift logs, pre-trade clearance requests, travel and entertainment logs, and manager attestations
Assist in the development and maintenance of compliance training materials. Scheduling of new and existing staff training. Document training attendance and the collection of comments and questions from training
Monitor both pre-trade (Bloomberg) and post-trade (JP Morgan) compliance reporting
Develop the capability to inventory, review, edit, and create rules in Bloomberg and monitor rule changes in the JPMorgan system
Assist in the development of various compliance and proxy voting reports. Produce and maintain those reports as required
Maintain lists of all accounts in compliance and proxy voting systems, ensuring that all relevant accounts are live and active in the required systems
Monitor proxy voting reports, ensuring that all ballots have been received and can be voted on, and all votes are scheduled to be voted on as per policy
Miscellaneous tasks as assigned
Qualification
Required
Bachelor's Degree (typically in Finance)
0-3 years of progressive work experience (typically in Statistics)
Knowledge of research and statistical theory and methods
Knowledge of federal, state, and local laws and regulations
Knowledge of data management using a variety of reporting and database systems
Knowledge of Excel, Word, and PowerPoint
Knowledge of finance and investments
Candidates are required to undergo a criminal background check requiring fingerprinting
Preferred
Excellent written and oral communication skills
Ability to read, understand, and explain legal and compliance documents
Excellent organizational skills and attention to detail
Bachelor's degree
Benefits
Comprehensive health coverage – medical, dental, and vision plans for you and your family
Voluntary Benefits – including life insurance for you and family members, ambulance, pet insurance, short/long-term disability, flex spending and health savings accounts
Multiple retirement options – including the Wyoming Retirement System and a 457B account, helping you plan for long-term financial security
Generous paid leave and flexible schedules – vacation, sick leave, paid FMLA and 11 paid holidays each year
Public Service Loan Forgiveness eligibility – for those with qualifying student loans
Training and professional development – to support your career growth and advancement
Employee Assistance Program – Includes paid short-term counseling, legal, financial and work-life benefits and select employee discounts
Wellness Program – Earn paid time off and incentives by focusing on your personal health
Company
State of Wyoming
State of Wyoming is official site of state and it says about facts and symbols of the state.
Funding
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