Rausch Sturm LLP · 2 months ago
Compliance Attorney
United States
Full-time
Remote
Entry, Mid Level
$70K/yr - $70K/yr
1+ years expRausch Sturm LLP is seeking a Compliance Attorney who will report to the Chief Strategy Officer. This role is responsible for ensuring compliance with laws and regulations, managing audits, investigating complaints, and developing compliance strategies.
ComplianceFinancial ServicesLegal
Responsibilities
Acts as a point of contact for internal and external audits
Respond to regulatory inquiries, audits, and consumer complaints submitted by the Firm’s clients or through regulatory agencies
Investigates, monitors, tracks, and implements required remediation across all departments with assistance from individual managers and supervisors, as appropriate
Elicits information from knowledgeable internal/external sources about areas and functions to determine appropriate audit direction/methodology
Recommends corrective action including personnel, procedures, training, and policy
Provides compliance guidance to internal attorneys
Assists in the review of internal processes and development of global compliance strategy
Develop new training materials necessitated by client work standards, regulation, legislation or case law
Writes or assists in writing and approval of policies and procedures
Monitors and keeps abreast of state and regulatory requirements and changes
Other responsibilities as assigned
Review internal and external forms, consumer and client letters, and legal documents
Qualification
Required
Must be able to manage shifting priorities in a fast paced, results driven environment
In-depth knowledge of regulatory compliance, data protection laws (e.g. FDCPA, UDAAP, GLBA) and legal industry compliance standards
Strong analytical, problem-solving, writing, and communication skills
Manage sensitive issues with discretion and sound judgement
Prior experience in managing audits or regulatory exams
Requires a JD in law from an accredited law school
Bar admission and active license to practice law in good standing in at least one U.S. jurisdiction
1-3 years of experience in the legal profession is required; prior experience in a compliance role preferrable
Company
Rausch Sturm LLP
WHAT WE DO: For over 45 years, Rausch Sturm LLP has been nationally recognized as a full-service account receivables management law firm.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Jen Rodgers
Chief Financial Officer
Kenneth R. Wake, JD, MBA
Global Chief Compliance Officer
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