Interactive Brokers ยท 1 day ago
Deputy Head of Financial Investigations Unit (FIU)
Chicago, IL
Full-time
Hybrid
Senior Level
$160K/yr - $200K/yr
7+ years expInteractive Brokers Group, Inc. is a global financial services company headquartered in Greenwich, CT, USA. They are seeking a Deputy Head of the Anti-Money Laundering Financial Intelligence Unit to manage investigative teams and ensure compliance with AML laws and regulations.
E-CommerceFinanceFinancial Services
Responsibilities
Manage and oversee AML FIU Operational teams and make suggestions for those teams, their procedures and processes
Propose and implement process changes for efficiency and appropriate risk management
Experience developing typologies, trends, and analytical assessments
Perform supervisory activities including assessment of staffing models, training, development, and performance assessments
Maintain oversight for the 314(a), 314(b), and regulatory inquiries processes
Create and/or review policy and procedures for various functions within the FIU
Coordinate with cross-functional groups to provide resolution for escalations and complex scenarios
Establish and maintain a robust inventory of controls, operational metrics, and reporting
All other duties or responsibilities assigned
Qualification
Required
7+ years of experience within AML/Fraud compliance and Financial Services operations, preferably at a large broker or financial institution with an international client base
3+ years of management experience
Certified Anti-Money Laundering Specialist (CAMS) or similar certification
Knowledge of List Screening Operations, Transaction Monitoring or Trade Surveillance Operations, and Negative Media dispositioning
Problem solver, innovative thinker, and strong ownership mentality
Outstanding leadership, communication, analytical, and project management skills
Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment
High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions
Bachelor's degree or military experience
Willingness and ability to obtain financial registration exams promptly
Preferred
Series 7 / 24 certifications are a plus
Business Process Management or similar certifications are a plus
Benefits
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits, and a company-paid medical healthcare premium.
Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snacks
Corporate events, including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups
Company
Interactive Brokers
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Founded in 1977Greenwich, Connecticut, USA
1001-5000 employees
H1B Sponsorship
Interactive Brokers has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (24)
2023 (12)
2022 (21)
2021 (10)
2020 (12)
Funding
Current Stage
Public CompanyTotal Funding
unknown2009-06-01Post Ipo Equity
2008-01-01Post Ipo Equity
2007-05-04IPO
Leadership Team
James Menicucci
Chief Financial Officer
Andrew Claflin
Marketing Partnerships
Recent News
2026-01-09
2026-01-07
Company data provided by crunchbase