Compliance Assistant Manager - Fair and Responsible Banking jobs in United States
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Western Alliance Bank · 2 weeks ago

Compliance Assistant Manager - Fair and Responsible Banking

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation, and they are seeking a Fair and Responsible Banking Compliance Assistant Manager. In this role, you will provide oversight and guidance on regulatory compliance risks, lead Fair and Responsible Banking monitoring, and collaborate with stakeholders to manage compliance risks across various banking products and services.

BankingFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Lead and implement Fair and Responsible Banking monitoring, Quality Assurance reviews and Board and Senior Management Reporting across consumer and commercial banking products and services
Effectively synthesize and communicate legal and regulatory requirements related to fair lending (ECOA and FHA), HMDA and UDAAP/UDAP laws and regulations and identify root cause(s) of potential compliance risk
Collaborate with stakeholders across the Bank to gain insight into Fair and Responsible Banking compliance risks associated with various line of business activities, objectives, practices, processes, and the overall control environment
Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area compliance risks and Fair and Responsible Banking management practices. You will also work with Compliance team members to develop Fair and Responsible Banking compliance risk management guidance for the lines of business
Raise issues and collaborate in the development and implementation of new Fair and Responsible Banking compliance monitoring, quality assurance, reporting, policies, practices and tools

Qualification

Fair Lending ComplianceUDAAP/UDAP ComplianceRisk ManagementRegulatory Compliance KnowledgeMS Office ProficiencyBachelor's DegreeCertified Regulatory Compliance ManagerLeadership ExperienceCommunication Skills

Required

5+ years of related experience in Fair Lending, HMDA and UDAAP/UDAP Regulatory Compliance, Risk Management, Internal Audit or similar field
Intermediate to advanced knowledge of Fair Lending, HMDA and UDAAP/UDAP regulatory and legal compliance obligations, rules and regulations, industry standards and practices
Bachelor's degree in related field required
Intermediate to advanced knowledge of Fair Lending, HMDA and UDAP compliance requirements, residential and commercial mortgage originations and servicing, general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services
Intermediate to advanced understanding of MS Office with specific focus in Excel and PowerPoint
Advanced speaking and writing communication skills

Preferred

Previous leadership experience preferred
Certified Regulatory Compliance Manager preferred

Benefits

Competitive salaries
An ownership stake in the company
Medical and dental insurance
Time off
A great 401k matching program
Tuition assistance program
An employee volunteer program
A wellness program

Company

Western Alliance Bank

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Western Alliance Bank is a banking firm that offers commercial and business banking solutions.

H1B Sponsorship

Western Alliance Bank has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (42)
2024 (30)
2023 (49)
2022 (28)
2021 (13)
2020 (10)

Funding

Current Stage
Public Company
Total Funding
$400M
2025-11-19Post Ipo Debt· $400M
2005-06-30IPO

Leadership Team

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Tim Boothe
Chief Operating Officer
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Barbara Kennedy
CHRO, EVP
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Company data provided by crunchbase