Apply on Employer Site

Chase · 1 day ago

Associate II - Alternative Fund Services AML/KYC

4 Chase Metrotech Ctr, Brooklyn, NY, 11245, US

Full-time

Onsite

Senior Level

$88K/yr - $128K/yr

5+ years exp

Chase is seeking a Senior Associate to join their global Alternative Funds Team within the Transfer Agency Department. The role focuses on performing timely and efficient reviews and updates of Investor Anti-Money Laundering and Counter Terrorist Financing information and documentation, ensuring compliance with regulatory requirements.

BankingFinancial Services

Responsibilities

Assist with cyclical reviews and Onboarding of all Investor accounts on the Transfer Agency systems including verification of team members work and providing feedback when required

Identify investors that may create money laundering or reputational risks including but not limited to ongoing transaction monitoring, screening for PEP, Sanctions and Negative Media

Participate in ensuring excellent client service provided to clients, may include technology needs, regulatory requirements

Continually proactively assess current procedures and work practices to identify potential operational inefficiencies and additional risk mitigation control requirements

Validate KYC files

Support in training efforts

Manage Email box and queries

Oversee the AML/CFT framework within TA, ensuring it is comprehensive, robust and compliant with contractual and where relevant, regulatory obligations

Qualification

AML/CTF experienceAML/KYC regulations knowledgeAnalytical skillsTransfer Agency experienceInterpersonal skillsTeam lead experienceOrganizational skillsCommunication skillsTime managementSelf-starter

Required

5 + years AML / CTF experience in the financial services industry with exposure to globally diverse investor base

Good understanding of applicable AML/KYC regulations as it relates to Risk Assessments and Investor Onboarding and general understanding of regulatory requirements for U.S. & Cayman Funds administered by JPM, ensuring it is comprehensive, robust and compliant with contractual and where relevant, regulatory obligations

Strong analytical, organizational skills with operational and risk awareness mindset, escalation and attention to detail

Strong interpersonal, communication and influencing skills, ability to assist in coaching team members

Self-starter with strong work ethic and ability to act on own initiative within team environment to proactively identify, own and progress tasks to be undertaken

Ability to build strong working relationships with central and business aligned functions across the region and co-ordinate delivery across functions

Display effective time management and ability to prioritize tasks for oneself. Adherence to ensuring policy and procedures are followed and ensuring escalation of any potential issues within the KYC environment

Team lead experience