Deutsche Bank · 3 weeks ago
Regulatory Support Associate
Deutsche Bank is a leading global investment bank with a strong presence in the financial services industry. As a Regulatory Support Associate, you will work directly with the Front Office and Operations, providing day-to-day control functions over Private Bank client relationships while engaging in various project work and client account maintenance.
BankingFinanceFinancial Services
Responsibilities
Client account maintenance working with our Investment Managers and Customer Service
Trade management and allocation
Important daily management reporting utilized by our sales and supervisory teams
Incoming and outgoing correspondence reviews
Project work tied to regulatory or servicing initiatives
Qualification
Required
Relevant industry experience in Regulatory & Supervision with Broker/Dealer and/or Private Banking
Strong risk mindset, but also curious to engage with leadership team to develop new opportunities/enhancements
Must be detail oriented on specific regulatory controls and have an analytical mindset with the ability to deliver key insights
Prior experience working with international clientele/organizations preferred
Excellent communication skills, both written and spoken
Motivated and enthusiastic team player, able to work with others in a fast-paced, independent, and dynamic financial environment
Aspiration for further growth opportunities
Ability to say ‘no', while being solution focused
Preferred
Prior experience working with international clientele/organizations preferred
Language: English, additional language skills such as Spanish would be preferential, but not required
FINRA licensing, such as the Series 7, is not required for this role, however, would be encouraged for further development
Benefits
Health and wellbeing benefits
Retirement savings plans
Parental leave
Family building benefits
Educational resources
Matching gift
Volunteer programs
Company
Deutsche Bank
Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients.
Funding
Current Stage
Public CompanyTotal Funding
$2.07BKey Investors
European Investment BankCapital GroupCerberus Capital Management
2025-06-11Post Ipo Debt· $570.76M
2024-11-14Post Ipo Debt· $1.5B
2020-10-13Post Ipo Equity
Leadership Team
Recent News
Clean Technica
2026-01-17
2026-01-16
2026-01-16
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