Regulatory Support Associate jobs in United States
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Deutsche Bank · 3 weeks ago

Regulatory Support Associate

Deutsche Bank is a leading global investment bank with a strong presence in the financial services industry. As a Regulatory Support Associate, you will work directly with the Front Office and Operations, providing day-to-day control functions over Private Bank client relationships while engaging in various project work and client account maintenance.

BankingFinanceFinancial Services

Responsibilities

Client account maintenance working with our Investment Managers and Customer Service
Trade management and allocation
Important daily management reporting utilized by our sales and supervisory teams
Incoming and outgoing correspondence reviews
Project work tied to regulatory or servicing initiatives

Qualification

Regulatory & SupervisionAnalytical mindsetClient account maintenanceDetail orientedSolution focusedLanguage EnglishLanguage SpanishCommunicationTeam player

Required

Relevant industry experience in Regulatory & Supervision with Broker/Dealer and/or Private Banking
Strong risk mindset, but also curious to engage with leadership team to develop new opportunities/enhancements
Must be detail oriented on specific regulatory controls and have an analytical mindset with the ability to deliver key insights
Prior experience working with international clientele/organizations preferred
Excellent communication skills, both written and spoken
Motivated and enthusiastic team player, able to work with others in a fast-paced, independent, and dynamic financial environment
Aspiration for further growth opportunities
Ability to say ‘no', while being solution focused

Preferred

Prior experience working with international clientele/organizations preferred
Language: English, additional language skills such as Spanish would be preferential, but not required
FINRA licensing, such as the Series 7, is not required for this role, however, would be encouraged for further development

Benefits

Health and wellbeing benefits
Retirement savings plans
Parental leave
Family building benefits
Educational resources
Matching gift
Volunteer programs

Company

Deutsche Bank

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Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients.

Funding

Current Stage
Public Company
Total Funding
$2.07B
Key Investors
European Investment BankCapital GroupCerberus Capital Management
2025-06-11Post Ipo Debt· $570.76M
2024-11-14Post Ipo Debt· $1.5B
2020-10-13Post Ipo Equity

Leadership Team

T
Tom Patrick
CEO, Americas
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Benjamin Bauer
VP Strategy & Innovation
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Company data provided by crunchbase