TD · 2 days ago
Audit Manager II - Compliance (US)
Mount Laurel, NJ
Full-time
Onsite
Mid, Senior Level
$92K/yr - $138K/yr
7+ years expTD is one of the world's leading global financial institutions, and they are seeking an Audit Manager II for their U.S. Compliance Internal Audit function. The role involves providing specialized expertise in planning, risk assessment, and execution of audits, ensuring compliance with US Consumer Compliance regulations.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets
Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line
Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met
Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit
Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise
Acts as primary contact with management regarding audit scope, findings and status
Qualification
Required
Undergraduate degree required
7+ years of relevant experience
Preferred
Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
Banking industry audit experience with focus on Governance, Risk & Oversight Function strongly preferred
Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM)
Advanced knowledge of audit standards, procedures, laws, rules, and regulations
Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
Skilled in mentoring, coaching, and performance management
Ability to work independently and collaboratively in a team environment
Ability to analyze, organize and prioritize work while meeting multiple deadlines
Ability to contribute to strategic direction of the audit function and provide advice to senior leadership
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
SVP, Chief Information Security Officer
Recent News
2026-01-11
Winnipeg Free Press
2026-01-09
2026-01-06
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