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Equity Bank · 15 hours ago

Regulatory Consumer Compliance Analyst

Wichita, KS

Full-time

Onsite

Mid Level

Equity Bank is a financial institution focused on providing quality services to its customers. The Regulatory Consumer Compliance Analyst will ensure a strong compliance culture by monitoring regulatory compliance activities and leading compliance review engagements.

BankingFinanceFinancial Services

Responsibilities

Lead and participate on compliance review engagements, from planning to reporting, and produce quality deliverables to both department and professional standards, while ensuring the reviews are completed timely

Document monitoring activities accurately, thoroughly, and according to department standards that clearly communicate the objective, scope, and supports conclusions of test findings

Finalize findings identified from the compliance reviews and use judgment to provide an overall opinion on the control environment by developing recommendations to strengthen internal controls

Prepares effective communication reporting with minimal direction of Chief Compliance Officer to summarize findings, including root cause analysis and identifies opportunities for additional automated or system controls to assist in providing more automated controls

Verify the implementation of remediation plans submitted by issue owners to verify that issues identified during monitoring are remediated and fully address the root cause

Performs follow up for the completion of action plans for issues identified in monitoring activities to ensure completion is within target date timeframes. This includes following up for regular status updates from action plan owners and updating the status in GRC tool

Maintain working knowledge of consumer compliance rules and regulations and their impact on products, services and operations including impact on testing

Build and maintain strong relationships with key stakeholders and team members

Assist in conducting risk assessments of banking laws and regulations in support of a risk-focused compliance monitoring and testing framework

Recognize the confidential nature of Risk and Compliance communications and access to information; exercise discipline in protecting the confidentiality and security of information in accordance with firm policy

Perform other duties as assigned or required

Qualification

Internal audit methodologyConsumer compliance regulationsInternal control conceptsWritten communicationVerbal communicationEager to learnInterpersonal skillsDetail orientedSelf-motivatedTeam player

Required

Bachelor's degree (or relevant financial services experience)

Experience with internal audit methodology and applying concepts in audit delivery and execution

Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner

Knowledge of applicable laws and regulatory requirements related to consumer compliance

Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management

Excellent written and verbal communication skills

Detail oriented, with ability to complete reporting and analytics accurately, timely, and in a presentable manner

Self-motivated, going beyond immediate responsibilities, with ability to work independently as well as be a team player

Eager to learn new things in a fast-paced environment

Ability to work in structured and unstructured environments while focusing on big picture objectives among day-to-day responsibilities