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CME Group · 21 hours ago

Investigator

CME Group is the world’s leading derivatives marketplace, and they are seeking a Trade Practice Investigator for their Market Regulation Department. The role involves ensuring compliance with CME Group exchange rules, conducting investigations into potential trade practice violations, and producing detailed reports based on findings.

FinanceFinancial ServicesMarketplaceStock Exchanges
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Comp. & Benefits
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H1B Sponsor Likelynote

Responsibilities

Perform timely program reviews to detect potential trade practice rule violations, such as spoofing and other types of disruptive trading activity, washing and other types of prohibited prearranged trading activity, acting on non-public order information and/or violating the priority of customer orders, and failing to comply with reporting and/or recordkeeping requirements
Evaluate complaints from market participants and conduct independent research, both ad hoc and structured, for evidence of potential rule violations
Conduct comprehensive investigations (i.e., cases) into the potential trade practice rule violations identified through program, complaint, and research reviews
Take recorded statements from the subjects of and witnesses for the investigations
Communicate the results of analyses and recommend the appropriate disposition to Investigations management
Produce concise, but thoroughly grounded, argumentative reports for a select audience, including Investigations management and Enforcement counsel as appropriate

Qualification

Market fundamentalsTrade practicesAnalytical toolsStatistical modelingLarge datasetsWriting skillsOral communicationOrganizational skillsTime managementProblem-solvingPythonRData Visualization

Required

A bachelor's degree from a four-year, accredited institution; advanced or professional degrees a plus
One - three years direct work experience at an exchange, regulatory organization, or Futures Commission Merchant preferred
Open to recent, high-performing college graduates with relevant or transferrable skills and experiences
Experience working with large data sets
Strong to exceptional analytical, quantitative, and critical thinking skills
Strong oral and written communication skills
Strong organizational, time management, and problem-solving skills
Ability to work independently in a fast-paced work environment
Intermediate to Advanced MS Word and MS Excel; Python, R, Data Visualization a plus

Benefits

Comprehensive health coverage
A retirement package that includes both a 401(k) and an active pension plan
Highly competitive education reimbursement provisions
Paid time off
A mental health benefit

Company

CME Group

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CME Group is a diverse derivatives marketplace that manages risk and capture opportunities.

H1B Sponsorship

CME Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (1)
2023 (1)
2022 (3)
2021 (2)
2020 (9)

Funding

Current Stage
Public Company
Total Funding
$1B
Key Investors
Google
2021-11-04Post Ipo Equity· $1B
2002-12-06IPO

Leadership Team

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Lynne Fitzpatrick
President and Chief Financial Officer
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Julie Holzrichter
Chief Operating Officer
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Company data provided by crunchbase