Regulatory Reporting Oversight (RRO) – Financial Control Supervisor jobs in United States
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Western Alliance Bank · 16 hours ago

Regulatory Reporting Oversight (RRO) – Financial Control Supervisor

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation, and they are seeking a Regulatory Reporting Oversight (RRO) – Financial Control Supervisor. This role is responsible for leading the planning, execution, and delivery of regulatory reporting quality assurance testing, ensuring the integrity and accuracy of regulatory reporting through comprehensive risk assessments and control evaluations.

BankingFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Plan, execute, and deliver RRO test work in accordance with established compliance frameworks and timelines
Conduct risk assessments and perform conformance, transaction, and control testing to evaluate data quality and reporting integrity
Supervise senior and staff-level employees, providing guidance, reviewing work, and ensuring adherence to RRO standards
Analyze discrepancies, assess impact on regulatory reporting, and collaborate with stakeholders to implement corrective actions
Assist the Associate Director in preparing and presenting detailed reports on RRO results, findings, and recommendations to management and governance committees
Partner with Accounting, Risk, Treasury, Operations, and Data Management teams to address data quality issues and enhance reporting processes
Lead or participate in projects and initiatives related to regulatory reporting and quality assurance

Qualification

Internal ControlsRisk AssessmentRegulatory ComplianceSarbanes-OxleyCOSO FrameworkPublic AccountingLeadership ExperienceMicrosoft OfficeBanking OperationsAccounting PrinciplesMBA PreferredCertified Public AccountantCommunication SkillsTime ManagementDetail Oriented

Required

5+ years of related experience in Internal Controls, Public Accounting, Internal Audit, or similar field
Bachelor's degree in related field required
Advanced knowledge of internal control analysis, risk assessment methodologies, Sarbanes-Oxley Section 302/402 and/or FRB reporting requirements, COSO framework, Institute of Internal Auditor (IIA) standards, and/or generally accepted accounting principles
Entry to Intermediate level knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services
Entry to Intermediate level knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices
Advanced speaking and writing communication skills and ability to effectively interact with all levels within the Company
Advanced exceptional time management; detail oriented and proficient in Microsoft Office applications
Occasional travel required

Preferred

Masters or MBA in related field preferred
Previous leadership experience preferred
Certified Public Accountant preferred

Benefits

Competitive salaries
An ownership stake in the company
Medical and dental insurance
Time off
A great 401k matching program
Tuition assistance program
An employee volunteer program
A wellness program

Company

Western Alliance Bank

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Western Alliance Bank is a banking firm that offers commercial and business banking solutions.

H1B Sponsorship

Western Alliance Bank has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (33)
2024 (30)
2023 (49)
2022 (28)
2021 (13)
2020 (10)

Funding

Current Stage
Public Company
Total Funding
$400M
2025-11-19Post Ipo Debt· $400M
2005-06-30IPO

Leadership Team

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Tim Boothe
Chief Operating Officer
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Barbara Kennedy
Chief Human Resources Officer
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Company data provided by crunchbase