Associate Financial Advisor jobs in United States
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RBC · 13 hours ago

Associate Financial Advisor

positionSan Jose, California, United States of America
timeFull-time
remoteOnsite
seniorityNew Grad, Entry Level
money$60K/yr - $100K/yr

RBC is a leading global bank, and they are seeking an Associate Financial Advisor to participate in the licensing process and gain industry experience. The role focuses on learning essential business-building knowledge and competencies to help clients achieve their financial goals.

BankingFinancial ServicesWealth Management
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H1B Sponsor Likelynote

Responsibilities

Study for and obtain the Associate Financial Advisor program’s required licensing
Study and pass series 7 exam
Study and pass series 66 and life and health insurance exams
Complete Associate Financial Advisor program assignments within the curriculum’s timelines
RBC tools and technology introduction
RBC policies and procedures
Products and services—including scenarios and case studies
Compliance
Planning, marketing, prospecting, and servicing
Report activities and results per the Associate Financial Advisor program’s requirements
Implement specific coaching from the Associate Financial Advisor sales manager
Become familiar with RBC Wealth Management
Maintain awareness of financial news via company-approved online sites, meetings and various news media to support and advance professional development toward becoming a RBC Financial Advisor
Be knowledgeable and comply with all regulations and rules of various regulatory agencies and company policies
Complete all RBC WM new employee orientation online modules and others as required

Qualification

Series 7 examSeries 66 examLifeHealth insuranceBachelor's degreeCustomer ServiceInvestment ManagementMarketing skillsDecision MakingInterpersonal skills

Required

Bachelor's degree or equivalent work experience
Ability to obtain Series 7 and Series 66 and life and health insurance exams within 180 days of beginning employment at RBC
Ability to take initiative and function independently
Excellent interpersonal and marketing skills
Strong drive and dedication
Demonstrated ability to develop and promote business; a track record of success Ability to make solid decisions in a fast paced, quick turnaround environment

Preferred

Entrepreneurial experience
Active in a community, athletic or business group
Fundraising experience

Benefits

A comprehensive Total Rewards Program including bonuses and flexible benefits
Competitive compensation
Commissions
Stock where applicable
Flexible work/life balance options

Company

RBC

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Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
dateFounded in 1864
location
Toronto, Ontario, CAN
people-size10001+ employees
web-link
https://www.rbc.com

H1B Sponsorship

RBC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (25)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)

Funding

Current Stage
Public Company
Total Funding
$16.3B
2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M

Leadership Team

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Graeme Hepworth
Chief Risk Officer
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Kelly Bradley
Chief Human Resources Officer
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