LPL Financial · 9 hours ago
Client Service Associate - Chesterfield, MO
Chesterfield, MO
Full-time
Onsite
Entry, Mid Level
$22.82/hr - $38.04/hr
2+ years expLPL Financial is among the fastest growing wealth management firms in the U.S. They are seeking a Client Service Associate to provide comprehensive administrative and operational support within financial advisors' practices, focusing on enhancing client relationships and ensuring compliance with industry regulations.
FinanceFinancial Services
Responsibilities
Serve as the primary point of contact for clients, addressing inquiries, resolving issues, and educating them on firm services and solutions
Assist with account-related requests, including transactions, maintenance, and online access, while ensuring compliance with regulatory standards
Manage client onboarding by collecting documentation, assessing risk profiles, and maintaining accurate records
Prepare reports and meeting materials, monitor account alerts, and support audits and regulatory reviews
Collaborate with financial advisors on business plans, marketing initiatives, and client engagement strategies
Perform administrative tasks such as scheduling, travel arrangements, and expense reporting, and actively participate in training and firm initiatives to stay current on policies and platforms
Qualification
Required
2+ years of financial industry experience, preferably in wealth management
2+ years of experience in client service industry
Preferred
SIE Certification
Active Series 7 and/or 66 (or equivalent)
Demonstrated strong performance in previous roles, with a focus on client relationship management and operational support
Robust understanding of financial products and services
Ability to execute trades and discuss investment recommendations with compliance limits
Excellent communication and interpersonal skills
Strong organizational skills and attention to detail
Proficient in Microsoft Office and financial CRM software
Strong problem-solving skills
Ability to work independently and collaboratively in a fast-paced environment
High level of professionalism, discretion and ethical conduct
Bachelor's degree in finance, business or accounting
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (66)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Chief Executive Officer
Sid Vyas
Chief Technology Officer/EVP
Recent News
MarketScreener
2025-12-16
2025-12-12
Investor's Business Daily
2025-12-11
Company data provided by crunchbase