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New York Life Insurance Company · 4 days ago

Corporate Compliance Associate - Testing & Monitoring

New York, NY

Full-time

Hybrid

New Grad, Entry Level

$64K/yr - $90K/yr

New York Life Insurance Company is a Fortune 100 mutual company with a legacy of purpose and integrity. The Corporate Compliance Associate will contribute to compliance oversight and policy development for the Company’s business product lines, ensuring adherence to regulatory requirements and enhancing supervisory controls.

FinanceFinancial ServicesInsurance

H1B Sponsor Likely

Responsibilities

Execute compliance testing programs, ensuring robust supervisory controls and adherence to regulatory requirements

Contribute to the timely preparation of annual Board reports for NYLIFE Securities LLC (affiliated broker-dealer) and Eagle Strategies LLC (affiliated registered investment adviser) as well as the annual NAIC Model Regulation report – highlighting key compliance testing results, identified risks, and remediation efforts

Assist in the development, maintenance, and enhancement of field-facing policies and procedures that strengthen supervisory oversight and ensure operational alignment with the Company’s compliance framework

Support the cultural transformation toward the use of approved electronic communications tools, driving awareness and regulatory compliance while minimizing exposure to regulatory scrutiny

Partner with key stakeholders to provide compliance support in furtherance of business objectives

Proactively identify and resolve compliance issues that may arise during daily activities

Qualification

Compliance testing programsRegulatory complianceAnalytical skillsMicrosoft TeamsArtificial intelligence toolsMicrosoft OfficeWritten communicationVerbal communicationProblem-solvingCritical thinkingSelf-motivated

Required

Bachelor's degree required

Strong written and verbal communication skills with the ability to collaborate effectively across teams

Strong analytical and problem-solving skills with the ability to interpret complex data and identify actionable insights

Proficient in virtual collaboration platforms, including Microsoft Teams and Zoom

Skilled in leveraging artificial intelligence tools (e.g., ChatGPT, Microsoft Co-Pilot) to enhance productivity and analytical work

Self-motivated with the ability to work independently and manage multiple priorities in a dynamic environment

Demonstrates intellectual curiosity, critical thinking, and sound judgment

Strong overall proficiency in Microsoft Office applications

This role requires FINRA Associated Person pre-hire fingerprinting

Preferred

Prior experience in business or compliance functions within a broker-dealer, registered investment adviser, financial services organization, or related industry preferred

Preferred: FINRA Series 7, 63, and 24 licenses. Opportunities to obtain required licenses may be available after hire

Benefits

Leave programs

Adoption assistance

Student loan repayment programs

Company

New York Life Insurance Company

For over 180 years, we’ve helped turn your biggest dreams into milestones that last a lifetime.

Founded in 1845

New York, New York, USA

10001+ employees

https://www.newyorklife.com/

H1B Sponsorship

New York Life Insurance Company has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (149)

2024 (99)

2023 (85)

2022 (77)

2021 (48)

2020 (65)