RBC · 1 month ago
U.S. Trade Surveillance Analyst
Minneapolis, Minnesota, United States of America
Full-time
Onsite
Entry, Mid Level
$55K/yr - $95K/yr
2+ years expRBC is a leading bank that focuses on providing trusted advice to help clients thrive. The U.S. Trade Surveillance Analyst will perform trade monitoring to detect potential market abuse and will utilize various surveillance tools to analyze trading activity across different asset classes.
BankingFinancial ServicesWealth Management
Responsibilities
Review trading data emanating from multiple front-end trading systems, technology and third-party vendor systems and inform relevant compliance and legal folks of any suspicious activity or patterns of unusual trading
Explore surveillance methodologies used by the Trade Surveillance team and partner with relevant stakeholders to maximize the efficiency of existing reviews and identify potential new or enhanced controls
Evaluate ongoing calibrations with Surveillance members to determine the optimal mix of tuning and configuration to mitigate as much risk as possible while minimizing false positives (alert efficiency)
Continue developing in-depth knowledge of financial markets and stay informed of regulatory changes and maintain subject matter expertise on surveillance industry trends and technology development
Handle multiple projects, perform surveillance and deliver tasks in a timely manner
Provide support to targeted reviews in response to inquiries from Compliance, Legal, or Human Resources personnel; Interpret and investigate substantive findings for context and potential impact
Qualification
Required
Minimum of 2-5 years of experience in the brokerage industry, providing familiarity with securities industry regulatory environment, practices and operations
In-depth knowledge of the rules and regulations governing the securities industry
Wealth Management advisory markets
Strong analytical and investigative skills
Solid verbal and written communication skills
Preferred
Capital Markets Trade Surveillance Experience
Effective organizational skills, including the ability to prioritize between multiple priorities and deadlines
Ability to effectively analyze risk to the organization of potential issues discovered
Ability to work independently and in a team setting
Strong understanding of various products offered at RBCWM
Individual with previous trade surveillance, compliance or trading experience at a broker-dealer
Benefits
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Commission sharing eligibility for select roles
A discretionary bonus
A paid time-off plan
Our 401(k) program with company-matching contributions
Our health, dental, vision, life and disability insurance
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Private Capital Journal
2026-01-09
Company data provided by crunchbase