Associate Counsel jobs in United States
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ProShares · 3 hours ago

Associate Counsel

ProShares is a leader in the ETF industry, managing over $90 billion in assets and offering a diverse lineup of financial products. They are seeking an Associate Counsel to join their legal team, focusing on the preparation of SEC regulatory materials and supporting the development of innovative ETFs. The role involves guiding regulatory compliance and negotiating various contracts.

Financial ServicesFinTech

Responsibilities

Spearhead the preparation of SEC regulatory materials, including registration statements, for our diverse and expanding line-up of ETFs, mutual funds and interval funds
Support the development and launch of industry-leading ETFs by preparing regulatory documents and advising business teams
Provide guidance on regulatory and legal issues that impact the firm’s ETF, mutual fund and Investment advisory businesses; coordinate with industry trade groups to help shape regulatory outcomes
Actively participate in the Board oversight process by preparing memos, resolutions, and minutes
Negotiate and draft a diverse array of contracts including vendor agreements, license agreements, technology agreements, and derivative contracts

Qualification

Mutual funds regulationETF experienceInvestment Company Act knowledgeJD degreeAnalytical skillsContent management system experienceOutstanding communication skillsOrganizational skillsExceptional writing skills

Required

3 or more years of law firm or in-house legal experience with a focus on mutual funds or ETFs
Knowledge of Investment Company Act of 1940, Investment Advisers Act of 1940, and Securities Act of 1933
JD degree
Ability to balance competing priorities and work independently in a cross-functional team environment
Outstanding communications, analytical and organizational skills required
Exceptional writing skills required

Preferred

Familiarity with mutual funds and mutual fund regulation
ETF, interval fund and commodity pool experience is a plus
Prior experience with a content management system preferred

Benefits

Competitive pay and discretionary bonus
Paid time off
Health care benefits (medical, dental & vision)
Additional insurance includes basic life, accidental death and dismemberment, supplemental life, disability and legal benefit
401(k) retirement plan with matching contribution
Spending Accounts (Health Care, Dependent Care, and Transportation)
Wellness Programs (fitness reimbursement, Employee Assistance Program)
Education assistance
Hybrid work schedule
Additional Programs include peer recognition, corporate matching gift

Company

ProShares

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ProShares launched in 2006 and today offers over 140 alternative ETFs designed to serve a range of investor needs.

Funding

Current Stage
Growth Stage

Leadership Team

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Steve Munroe
Managing Director, CMO
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Company data provided by crunchbase