KOR · 5 hours ago
Manager, Regulatory Intelligence – North America
United States
Full-time
Remote
Senior Level
7+ years expKOR is a VC backed, innovative capital markets SaaS fintech dedicated to empowering businesses in derivatives post trade processing through leading-edge technology and exclusive approaches. The Manager, Regulatory Intelligence will ensure that the firm and clients stay ahead of evolving regulatory obligations across the U.S. and Canada by monitoring, analyzing, and communicating complex regulatory developments.
FinanceFinancial ServicesInformation Technology
Responsibilities
Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, Canadian provincial regulators
Perform detailed analysis of regulatory changes to determine their potential impact on clients’ derivatives trading desks, operations, technology, and control functions
Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries
Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients
Develop and maintain knowledge base articles to educate and inform clients on regulatory changes
Create requirement outlines for product and compliance teams based on regulatory developments
Act as a point of escalation for regulatory questions from clients and internal stakeholders
Participate in client meetings to provide subject matter expertise on regulatory requirements
Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.)
Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality
Review and validate design specifications and product features related to trade reporting
Review client success implementations for regulatory completeness and accuracy
Represent KOR in industry working groups and contribute to shaping market understanding of regulatory obligations
Qualification
Required
7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting
Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently
Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions
Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles
Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums
Experience collaborating with technology and product teams on regulatory implementation projects
Highly motivated, self-starter with the ability to work independently and drive projects forward
Benefits
Opportunity to influence regulatory strategy in a high-impact role.
Collaborative and forward-thinking culture.
Commitment to professional growth and development.
Company
KOR
KOR develops future-minded technology innovations tailored specifically for derivatives markets. KOR Reporting Inc.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
unknownKey Investors
Macquarie Asset ManagementMosaik Partners
2025-10-14Series B
2022-06-09Series A
Leadership Team
Jonathan Thursby
Founder & CEO
Tara Manuel
Chief Compliance Officer (CCO) & Head of Regulatory Products
Recent News
2025-10-14
Company data provided by crunchbase