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Nomura · 6 hours ago

Financial Crime Compliance Associate

New York, NY

Full-time

Onsite

Mid Level

$100K/yr - $140K/yr

3+ years exp

Nomura is a global financial services group that connects markets East & West. The Financial Crime Compliance Associate will assist the FCC lead and BSA/AML Officers in managing and executing compliance policies related to anti-money laundering, sanctions, and anti-bribery and anti-corruption.

BankingFinanceFinancial Services

Responsibilities

Advise business lines and other stakeholders on AML, sanctions, and ABC risks and policy requirements

Update and maintain FCC policies and procedures

Design and help administer FCC related training programs

Support FCC regional lead on regulatory inquiries, examinations and internal audits of FCC programs, including BSA/AML programs for regulated entities

Collect and coordinate distribution of FCC metrics

Assist with preparation, coordination, and execution of the Firm’s compliance and operational risk assessments

Represent FCC on key compliance initiatives, meetings and committees

Monitor and analyze developing trends and changes to relevant laws and regulations

Participate in global Compliance initiatives, working closely with counterparts in London, Hong Kong, and Tokyo

Qualification

AML complianceU.S. sanctions lawsBSA/AML programsCAMS certificationLaw degreeBroker dealer knowledgeResearch skillsTime managementCommunication skillsWriting skills

Required

3+ years of applicable experience (i.e. financial institution AML, OFAC compliance)

Knowledge of U.S. AML and sanctions laws and regulations, including U.S. Bank Secrecy Act, the USA PATRIOT Act, and OFAC. Understanding of corruption risks beneficial

Excellent time management and organization skills

Strong research, communication, and writing skills

Bachelor's degree required

Preferred

CAMS a plus

Law degree a plus

Practical broker dealer and capital markets knowledge a plus

Benefits

Sign-on bonus

Restricted stock units

Discretionary awards

Full range of medical, financial, and/or other benefits

401(k) eligibility

Various paid time off benefits

Vacation

Sick time

Parental leave

Company

Nomura

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Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.

Founded in 1925

Tokyo, Tokyo, JPN

10001+ employees