LMCU · 2 hours ago
Compliance Control & Monitoring Manager
Grand Rapids, MI
Full-time
Onsite
Mid Level
3+ years expLake Michigan Credit Union is a financial institution that prioritizes its employees and community. They are seeking a Compliance Control & Monitoring Manager responsible for developing and executing regulatory controls and testing to ensure compliance with applicable laws and internal policies across the organization.
BankingFinanceFinancial ServicesNon Profit
Responsibilities
Manage process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus. Perform an analysis of evidentiary data and draw conclusions as to the adequacy and effectiveness of business controls. Ensure that workpapers are thorough, well-organized, and support the work executed, including evidence of exceptions identified
Prepare and present reports that are appropriate for executive-level consumption to clearly communicate results, risks, root causes, and key issues
Maintain current knowledge of CFPB and other regulators’ focus areas, specific to consumer protection regulations, enforcements, and industry practices
Manage compliance issues identified during testing and follow up as needed. Ensure corrective action plans are properly executed to comply with corporate policy or applicable regulation
Support development of the annual compliance monitoring plan, including recalibration of the plan based on the results of the compliance risk assessment, as well as external/audit findings that might adjust the monitoring plan
Qualification
Required
Three years to five years of similar or related experience, including preparatory experience, in a corporate testing or audit function within the financial services sector and/or related experience working in complex audit or testing operations, or related projects
Experience with banking regulations is a plus. Experience working with regulatory agencies, such as the NCUA, CFPB, etc
Willingness to obtain compliance certification
A bachelor's degree in business administration, finance, accounting, economics, risk management, or related field of study
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Excellent written skills in interacting with non-executives and executive management and across a number of business lines and control functions
Ability to effectively prioritize multiple tasks and work collaboratively as part of a team
Ability to evaluate detailed business data and test results with healthy skepticism and an understanding of when and how to challenge
Expert knowledge in banking compliance rules, laws, and regulations and specific regulatory requirements
Strong background in analyzing regulatory requirements and conducting control assessments
Preferred
CRCM, CIA, or CAMS certifications preferred, but not required
Benefits
Comprehensive health coverage including medical (with prescription)
Dental
Vision
HSA match
Paid parental leave
Tuition reimbursement
Weekly pay
Retirement savings options
Company
LMCU
You’ll enjoy a rewarding, professional environment where you’ll be encouraged to innovate and excel.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Peter Dann
Chief Financial Officer
Dharmesh Patel
COO - Southwest Florida Region
Recent News
2025-10-09
2025-07-25
Company data provided by crunchbase