Corporate Actions Associate (Hybrid- Newark, NJ) jobs in United States
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Broadridge · 3 weeks ago

Corporate Actions Associate (Hybrid- Newark, NJ)

Broadridge is a leading financial technology and services provider dedicated to empowering others. They are seeking a detail-oriented Corporate Actions Operations Associate to support processes within the Voluntary Corporate Actions and Reorganizations space, ensuring accuracy, timeliness, and effective risk management throughout the event life cycle.

BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital

Responsibilities

Responsible for processing voluntary and mandatory corporate actions, interpreting terms, allocation of event to holders and reconciliation
Perform various Reorg events ensuring instructions are received and processed timely and accurately, as well as mitigate risk and exposure to the firm
Monitor deadlines and critical cut-offs to ensure instructions are processed accordingly
Learn and understand stock record, relating to various retail and institutional accounts
Process allocations ensuring reorg events are paid timely and reconciled for accuracy
Provide outstanding client service, Escalate client issues and complaints on operational matters to higher-level management when vital
Understanding and recognizing various voluntary and mandatory reorg events and communicating with custodians, depositories, counterparties, and clients as needed

Qualification

Corporate actions operationsDTC processesMicrosoft OfficeBPS/DTC/EuroclearMultitaskingTeam-oriented

Required

Bachelors Degree required (Finance, Business, or related field preferred)
Minimum of 2–3 years' experience in corporate actions operations or similar back-office functions
Strong understanding of voluntary and mandatory corporate actions and related DTC processes
Ability to multitask and take ownership of complex issues
Experience and proficiency using Microsoft Office (Excel, Outlook, Word)
Ability to work in a dynamic, team-oriented environment

Preferred

Experience with BPS/DTC/Euroclear/Clear stream is a plus

Benefits

Bonus Eligible
Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits

Company

Broadridge

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Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.

Funding

Current Stage
Public Company
Total Funding
$3.05B
2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M

Leadership Team

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Timothy Gokey
Chief Executive Officer
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Tyler Derr
Chief Technology Officer
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Company data provided by crunchbase