Director of Compliance & Regulatory Operations jobs in United States
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MyRacehorse · 1 week ago

Director of Compliance & Regulatory Operations

MyRacehorse is scaling the future of fractional ownership in the racehorse industry. They are seeking a Director of Compliance & Regulatory Operations to partner with executive leadership in defining compliance strategy and ensuring regulatory alignment across various operations.

E-CommerceOnline PortalsRacing

Responsibilities

Partner with the CEO, CFO, and executive leadership team to define compliance strategy and platform evolution
Own U.S. compliance operations across Reg A / Reg CF / Reg D offerings
Serve as the primary compliance interface with securities counsel, Broker-Dealers, and other regulated partners
Ensure regulatory alignment across marketing, social, product, and customer communications, with an emphasis on North America
Work cross-region to share compliance frameworks and best practices with teams in Australia and Europe
Oversee AML/KYC, investor suitability, filings, audits, and regulatory workflows
Collaborate closely with product and engineering to embed compliance into platform systems
Support international operations and future initiatives, including secondary liquidity and new ownership structures
Supervise an existing Compliance Manager and help determine how the compliance function scales globally

Qualification

Compliance operationsRegulatory strategyFintech experienceMulti-jurisdiction platformsJudgment callsStrategic thinkingCommunication skillsCollaboration

Required

You've likely operated compliance in a fintech, investment platform, broker-dealer, or alternative asset environment
You've worked in ambiguous or evolving regulatory landscapes and partnered directly with executive leadership on strategic decisions
You're strategic but highly practical
Comfortable making judgment calls where regulations aren't perfectly defined
Credible with regulators, legal teams, partners, and executives
Skilled at turning regulatory complexity into clear, scalable direction

Preferred

Experience with multi-jurisdiction platforms, secondary markets, or emerging ownership models is a plus — not required

Benefits

Comprehensive health, dental, and vision benefits
401k
Flexible remote work environment
Employee Perks
Discretionary Time Off Plan
Paid Holidays

Company

MyRacehorse

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Racehorse ownership in the palm of your hand.

Funding

Current Stage
Early Stage
Total Funding
$7.11M
Key Investors
1/ST
2023-10-12Series Unknown· $0.11M
2023-06-01Corporate Round· $7M

Leadership Team

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⭐️ Joe Aldaz
Thoroughbred Race Horse Micro-Share Owner | Partner
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Company data provided by crunchbase