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Integrity · 3 hours ago

Regulatory Analyst, Life & Annuities

Dallas, TX

Full-time

Onsite

Senior Level

5+ years exp

Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. The Regulatory Analyst role involves analyzing consumer complaints and regulatory actions, ensuring compliance with insurance regulations, and reviewing outbound communications for adherence to regulatory requirements.

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Responsibilities

Analyze and investigate consumer complaints, as well as inquiries and regulatory actions received directly from Departments of Insurance (DOI), Attorney General Offices, or other state government offices/departments or federal agencies involving a life segment business unit, a life or annuity product, a marketing practice, or any allegation of wrongdoing involving the aforementioned

Regulatory Compliance Knowledge: Stay up-to-date with changes in insurance regulations; NAIC Models; SEC/FINRA rules, regulations, and announcements; FTC rules; TCPA developments including enforcement and litigation; CAN SPAM Act; and robo-dialers requirements/prohibitions to ensure internal materials remain up to date. This includes tracking new developments and technologies impacting the life segment

Review and Approval of Outbound Communications for the life segment: Review and approve outbound communications materials including traditional sales and marketing materials, leads materials, social media, recruitment pieces, mass email generation, agent or consumer event marketing materials to ensure compliance with state insurance regulations and various regulatory requirements, including those from SEC/FINRA, CMS, FTC, Leads, TCPA, CAN SPAM, and robo-dialers requirements/prohibitions; exercise independent judgement when reviewing and approving communication materials

Recordkeeping: Maintain accurate and detailed records to demonstrate compliance during audits, regulatory inquiries, enforcement actions etc.Liaison and Communication: Liaise with business units and management to provide current and accurate information regarding customer complaints regulatory matters, DOI inquires, DOI investigations and DOI enforcement actions for the life segment.Project Management and Oversight: Manage and oversee the primary responsibilities

Qualification

Regulatory Compliance KnowledgeData AnalyticsMS Office ProficiencyProcess OrientationWritten CommunicationAnalytical ThinkingOral CommunicationProblem Solving

Required

Comprehensive understanding of state insurance requirements and relevant regulations, including NAIC Models, SEC/FINRA, FTC, Leads, TCPA, CAN SPAM; state and federal rules and regulations regarding artificial intelligence; and robo-dialers requirements/prohibitions

Proficiency in MS Office: High proficiency in MS Office applications (Excel, Word, PowerPoint) – Advance level preferred

Advanced data analytics, reporting and presentation skills

Strong process orientation; knowledge of systematic and structured compliance management techniques

Intellectual curiosity and analytical approach to work; advanced thinking and problem-solving

Excellent written and oral communication skills

Bachelor's degree in Finance, Business (Insurance emphasis preferred); Communications, or related field

At least five years of experience in regulatory/compliance management within the insurance industry (regulator, carrier or broker-dealer)

Benefits

Competitive compensation package

Benefits that make work more fun and give you and your family peace of mind

Company

Integrity

Integrity is a leader in providing holistic life, health and wealth planning and solutions designed to help Americans prepare for the good days ahead.

Founded in 2006

Dallas, Texas, USA

5001-10000 employees