Legal & Compliance Paralegal jobs in United States
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Atlantic Group · 9 hours ago

Legal & Compliance Paralegal

Atlantic Group is hiring a Legal & Compliance Paralegal in New York, NY (Hybrid) to support a leading investment management firm. The role involves assisting with fund launches, marketing material reviews, regulatory filings, compliance monitoring, and legal documentation while maintaining key compliance records.

B2BHuman ResourcesStaffing Agency
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Growth Opportunities

Responsibilities

Fund Launch Support: Coordinate fund document reviews, manage execution and timelines, and liaise with internal teams and outside counsel to ensure smooth launches
Marketing Material Review: Track deadlines, consolidate comments, manage version control, and ensure consistency across disclosures, footnotes, and investor questionnaires
Compliance Monitoring: Maintain logs of marketing and lobbying advice, track NDAs, support Restricted List management, and assist with ESG compliance reviews
Regulatory Filings & Record-Keeping: Assist with questionnaires, submissions, and record management to meet compliance deadlines and regulatory requirements
Compliance Systems Oversight: Manage compliance software workflows, oversee employee questionnaires and attestations, and troubleshoot issues
Team & Policy Support: Maintain task trackers, prepare for monthly compliance meetings, monitor expert network usage, and assist with policy and procedure updates

Qualification

Legal compliance experienceFinancial services experienceMicrosoft Office SuiteCompliance software proficiencyManage prioritiesOrganizational skillsCommunication skillsDetail-oriented

Required

Bachelor's degree in Law, Business, Finance, or a related field
1-4 years as a paralegal in financial services, investment management, or private equity with legal and compliance experience supporting multiple attorneys in fast-paced environments
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
Experience using compliance or workflow management software
Strong organizational skills
Strong communication skills
Detail-oriented skills
Ability to manage multiple priorities independently while contributing effectively to a team

Company

Atlantic Group

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Atlantic Group, founded in 2006, is an industry leader in executive and professional search & staffing.

Funding

Current Stage
Growth Stage

Leadership Team

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John Ricco
Founding Partner
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Company data provided by crunchbase