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Capital One · 2 hours ago

Senior Manager, Know Your Customer (KYC) Advisory Governance

McLean, VA

Full-time

Onsite

Mid, Senior Level

$171K/yr - $195K/yr

4+ years exp

Capital One is a financial services company that is seeking a Senior Manager for their Know Your Customer (KYC) Advisory Governance team. This role focuses on ensuring compliance with Anti-Money Laundering (AML) laws and regulations, while providing guidance and support to various lines of business within the organization.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Enhance AML Advisory program governance by building new monitoring processes and strengthening how escalations from, and also impacting the LOBs, are addressed

Lead the implementation and execution of various end-to-end work streams to improve the overall AML Risk Program

Advise the line of business on application of AML requirements in the areas of process development, development of controls and monitoring, remediation and corrective action of compliance breakdowns, and changes in law, regulation and regulatory guidance

Oversee, credibly challenge, and assess the AML risk business environment with respect to managing and mitigating AML risk and establish processes to ensure effective and timely implementation of regulatory change requirements

Foster an environment that ensures strong communication and cooperation across the three lines of defense and other corporate stakeholders to facilitate transparency, balance, and credible challenge

Stay current on the changing AML regulatory landscape and understanding the impacts to the payments network business

Lead AML Advisory forums to ensure consistency among Capital One Lines of Business ensuring continuous improvement of local AML risk management processes

Review inquiries from AML Advisors and line of business and provide guidance, support issue resolution/remediation, and escalate risks/concerns as needed

Maintain subject matter expertise of applicable laws and regulations

Engage in Audit, Regulatory, and other reviews of the AML program as necessary

Influence changes to processes, procedures, and controls to mitigate AML compliance risks

Create metrics and criteria to show overall program health

Create and present materials to stakeholders of various levels (including business leadership) to promote to promote AML Compliance initiatives and provide updates on AML program health

Qualification

Anti-Money Laundering (AML)Regulatory ComplianceRisk ManagementProgram ManagementData VisualizationCAMS CertificationProject ManagementAdvisory ExperienceStakeholder EngagementCommunication Skills

Required

Bachelor's Degree or Military experience

At least 4 years of experience in regulatory compliance, risk management or anti-money laundering (AML) compliance

At least 2 years of Program or Project management experience

At least 2 years of advisory or consulting experience

Preferred

Bachelor's Degree in Business Management, Compliance, Risk, Legal, Finance or Accounting

3+ years of experience advising on anti-money laundering (AML) risks associated with credit card products, merchant acquisition, processing or payment networks

Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification

2+ years of experience working with Tableau dashboards or other data visualization tool experience for presenting risk metrics and data