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Capital One · 1 hour ago

Anti Money Laundering Currency Transaction Report Risk Specialist

Plano, TX

Full-time

Onsite

Entry, Mid Level

$86K/yr - $98K/yr

2+ years exp

Capital One is a financial services company, and they are seeking a Senior Associate, AML CTR Risk Specialist. This role is responsible for managing the operational flow and governance framework for Currency Transaction Report (CTR) filing processes, ensuring efficiency and data integrity while driving continuous improvement.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

CTR System Support

Product & System Support Liaison: Serve as the bridge between the CTR Compliance/Operations teams and the Product, Technology, and Data teams. This includes managing the daily flow of information, translating operational needs into technical requirements, and communicating system impacts back to operations

System Incident & Enhancement Coordination: Engage in discussions regarding daily incident triage for the CTR filing system and coordinate resolution efforts across Operations, Governance, and Technology teams. Facilitate the successful execution of User Acceptance Testing (UAT) and coordinate system releases for product enhancements

Data Integrity Oversight: Partner directly with Product, Technology, and Data teams to monitor and troubleshoot automated CTR aggregation rules and data feed issues. Ensure cross-system consistency and collaborate on technical resolutions to maintain the accuracy and integrity of CTR filing data

Governance & Oversight

Compliance Monitoring: Maintain the integrity of CTR policies, procedures, and controls; assist in periodic testing and internal audits to ensure compliance with Bank Secrecy Act (BSA) regulations

Documentation: Maintain up-to-date procedural documentation and internal training materials related to CTR filing and operations

Escalation: Serve as the point of contact for CTR operational issues, escalating potential regulatory risks or significant data anomalies to senior management

Process Management & Improvement

Process Mapping: Map and document current-state operational processes for CTR generation, review, and filing to identify bottlenecks and control gaps

Optimization: Lead small-to-medium process improvement initiatives to enhance efficiency, reduce manual effort, and improve report quality

Qualification

BSA/AML regulationsProcess ManagementData analysisProcess mappingTechnical supportAnalytical mindsetProcess improvement methodologiesCommunication skills