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Capital One · 4 hours ago

Senior Director, Network Compliance

New York, NY

Full-time

Onsite

Senior Level, Lead/Staff

$213K/yr - $243K/yr

9+ years exp

Capital One is a financial services company seeking a Senior Director for Network Compliance. This role involves risk management and compliance for the network and merchant businesses, requiring collaboration with various teams and advising business leaders on regulatory requirements.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Collaborate with first and second line functions to analyze the existing risk management program framework and applicability to the network and merchant services business; educate and influence risk management colleagues and senior leaders with respect to nuanced or specialized considerations, as necessary

Utilizing subject matter expertise, provide advice and effective challenge on the compliance risks impacting the network and merchant businesses through both formal and informal engagements

Advising business leaders on regulatory requirements

Providing guidance on business policies, standards, and procedures

Develop expert-level understanding of network and merchant business processes worldwide

Proactively identify trends in business data and demonstrate appreciation of network payments compliance risks, including emerging external risks

Maintain subject matter expertise in the broader payments industry and applicable global laws and regulations

Ensure ongoing application of compliance requirements to business expansions and new products, including as the network and merchant businesses engage with new downstream entities, evaluate new opportunities for card acceptance, or develop new products

Develop strong relationships with Business Risk, Legal, and Audit peers to support the ongoing network compliance integration

Display a passion for coaching and developing others through their leadership style and presence, whether as direct reports or extended team members

Support regulatory exam and engagement preparation and delivery

Manage, develop, and coach a Compliance Advisory Team in support of their job responsibilities and to further their careers

Participate in reporting activities to senior leadership in the business and Risk Management

Qualification

Risk ManagementCompliance ExpertiseRegulatory KnowledgeLeadership SkillsCommunication SkillsCoachingTeam DevelopmentOrganizational Skills

Required

Bachelor's Degree or military experience

At least 10 years of legal, compliance, or risk management experience OR at least 9 years of regulatory experience in consumer financial services or payments industry