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Capital One · 10 hours ago

AML Compliance Enterprise Payments Advisory Manager

Chicago, IL

Full-time

Onsite

Senior Level

$133K/yr - $152K/yr

5+ years exp

Capital One is a financial services company that is seeking an AML Compliance Enterprise Payments Advisory Manager. This role is responsible for ensuring compliance with laws and regulations related to anti-money laundering, providing guidance to business lines, and managing compliance risks associated with payment processing.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary

Identify trends in data and proactively advise on identified external and internal risks

Maintain subject matter expertise of applicable laws and regulations

Engage in Audit, Regulatory, and other reviews of the AML program

Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts

Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train

Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls

Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations

Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

Qualification

AML compliance expertisePayment operations experienceRegulatory compliance knowledgeCRCM certificationACAMS certificationTraining developmentRisk assessmentData analysisSoft skills