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Capital One · 9 hours ago

Principal Auditor - Cyber, Risk and Analysis Technology Audit

Charlotte, NC

Full-time

Hybrid

Senior Level, Lead/Staff

$116K/yr - $132K/yr

4+ years exp

Capital One is a leading financial services company seeking a Principal Technology Auditor to join their Audit team. The role focuses on evaluating and analyzing technology and cybersecurity risks, executing audits of critical technology functions, and providing insights and recommendations to enhance the organization's governance and risk management processes.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, as well as the ability to assist in leading components of small to medium size audits

Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures

Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the business and critical technology functions

Establishes and maintains good client relations during engagements. Communicates or assists in communicating the results of some audit projects to management via written reports and oral presentations

Identify expectations of the client and take actions to support the client experience

Prepare clear, organized and complete documentation to support work performed

Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results

Coordinate with others and proactively take on additional work

Deliver appropriate, succinct and organized information, tailoring communication style to audience

Effectively communicate information, issues and audit progress to teammates, clients and auditor-in-charge

Perform various aspects of engagement administration, including hours and budget tracking

Provide periodic on-the-job coaching and direct supervision over less experienced associates

Qualification

Cybersecurity risk managementCloud computing controlsData analysisInformation systems auditingIT control frameworksAuditing emerging technologiesProject managementCertified Information Systems Security Professional (CISSP)Certified Information Security Manager (CISM)Certified Internal Auditor (CIA)Certified Information Systems Auditor (CISA)

Required

Bachelor's Degree or military experience

At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination

At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)

At least 2 years of experience in managing components of audit engagements, project management or a combination

At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, assessing)

Preferred

Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations, such as Cloud provider certifications, Certified Information Systems Security Professional (CISSP), or Certified Information Security Manager (CISM)

1 year of experience with payment technologies such as HPE Nonstop, IBM Mainframe, Mobile Payments, Tokenized services, cloud-based and virtualized environments, Windows and Linux operating environments

Certifications related to or pursuing certification related to Auditing, such as Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA)

4+ years of experience with IT control frameworks

2+ years of experience in planning and leading audits

2+ years of experience auditing cyber or information security

1+ years of experience auditing emerging technologies

1+ years experience in cloud computing (AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments

1+ years of experience in risk and data management

1+ years of experience performing data analysis in support of internal auditing