Apply on Employer Site

Capital One · 7 hours ago

Senior Associate, Compliance

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$95K/yr - $108K/yr

2+ years exp

Capital One is seeking an experienced Senior Associate for their Corporate Compliance team. The role involves executing risk-based regulatory testing to validate business line adherence to laws and regulations, requiring strong analytical skills and the ability to work cross-functionally with business partners and compliance advisors.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Execute targeted, moderately complex regulatory testing for line of business compliance requirements

Manage to testing schedules to ensure all tasks and reporting are completed within established timeframes

Demonstrate an understanding of regulatory testing methodology, business processes, control frameworks, and related regulatory and compliance standards

Obtain and analyze data from multiple sources, support and initiate efforts to improve data sourcing, and help drive innovative ways to approach regulatory testing

Explore and quickly grasp new technologies and analysis tools

Assist with determining test design and scope and identifying high risk areas to target

Establish and maintain strong relationships with Business Areas and Compliance Advisors

Assist in communicating results to Business Areas, Compliance Advisors, and Compliance Officers

Maintain strong time management, organizational, and prioritization skills; ability to complete multiple concurrent tasks within close deadlines with a high degree of accuracy and detail

Succinctly and clearly communicate complex fact patterns to others

Demonstrate strong problem-solving and conceptual skills

Demonstrate strong written and verbal communication skills

Exercise professional skepticism and judgment

Qualification

Regulatory testingCompliance monitoringData analysisMicrosoft OfficeGoogle SuiteCertified Regulatory Compliance ManagerProblem-solvingCommunication skillsAttention to detailTime management