Barclays · 1 month ago
Markets Business Oversight Compliance - Macro and Laws, Rules, and Regulations
New York, NY
Full-time
Onsite
Senior Level
$145K/yr - $200K/yrBarclays is seeking a Markets Business Oversight Compliance professional to enhance compliance management of applicable laws and regulations in their Macro Business within Markets. The role focuses on providing compliance oversight, implementing compliance programs, and conducting thorough investigations into compliance risks and potential market abuses.
BankingConsumerFinancial ServicesWholesale
Responsibilities
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
Qualification
Required
Experience in the financial services industry, preferably at a broker-dealer/swap dealer
Knowledge of Securities and Derivatives Laws, Rules and Regulations for Fixed Income Businesses and how they impact those businesses
Knowledge of business controls and regulatory frameworks
Experience working in markets compliance or a similar controls function with check and challenge experience
Preferred
Ability to interpret regulations and provide solutions
Understanding of global compliance standards
Experience supporting the roll-out of a control framework
Problem solving skills and a demonstrated ability to take initiative, work independently and critically identify and analyze issues associated with sophisticated products and transactions
Company
Barclays
Barclays is a transatlantic consumer and wholesale bank with global reach, offering products, and services.
Founded in 1690
10001+ employees
H1B Sponsorship
Barclays has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (621)
2024 (610)
2023 (639)
2022 (720)
2021 (571)
2020 (448)
Funding
Current Stage
Public CompanyTotal Funding
unknown1986-09-09IPO
Leadership Team
Geoffrey Belsher
Chief Executive Officer for Canada
David Morris
Head of Engineering, Colleague Platforms
Recent News
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